| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 114,719 | 1,604,000 | 28.00% | ||
| 2 | Karpus Management, Inc. | 73,522 | 1,028,000 | 17.95% | ||
| 3 | HighTower Advisors, LLC | 29,935 | 418,000 | 7.30% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 28,900 | 404,000 | 7.05% | PRN | |
| 5 | UBS Group AG | 28,509 | 399,000 | 6.97% | ||
| 6 | NWAM LLC | 27,000 | 377,000 | 6.58% | ||
| 7 | MORGAN STANLEY | 26,206 | 367,000 | 6.41% | ||
| 8 | Invesco Ltd. | 23,327 | 326,000 | 5.69% | ||
| 9 | DOLIVER ADVISORS, LP | 64,857 | 242,000 | 4.22% | ||
| 10 | GRACE & WHITE INC /NY | 12,901 | 180,000 | 3.14% | ||
| 11 | Joel Isaacson & Co., LLC | 10,000 | 140,000 | 2.44% | ||
| 12 | WELLS FARGO & COMPANY/MN | 7,530 | 105,000 | 1.83% | ||
| 13 | ROYAL BANK OF CANADA | 6,900 | 96,000 | 1.68% | ||
| 14 | CITIGROUP INC | 1,600 | 22,000 | 0.38% | ||
| 15 | Focused Wealth Management, Inc | 725 | 10,000 | 0.17% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 725 | 10,000 | 0.17% | ||
| 17 | MSI Financial Services Inc | 11 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
