| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MSI Financial Services Inc | 11 | 0 | 0.00% | ||
| 2 | Focused Wealth Management, Inc | 725 | 10,000 | 0.20% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 725 | 10,000 | 0.20% | ||
| 4 | CITIGROUP INC | 1,301 | 18,000 | 0.36% | ||
| 5 | ROYAL BANK OF CANADA | 6,600 | 92,000 | 1.85% | ||
| 6 | WELLS FARGO & COMPANY/MN | 7,530 | 105,000 | 2.11% | ||
| 7 | Joel Isaacson & Co., LLC | 10,000 | 139,000 | 2.79% | ||
| 8 | GRACE & WHITE INC /NY | 11,601 | 161,000 | 3.23% | ||
| 9 | MORGAN STANLEY | 14,362 | 200,000 | 4.02% | ||
| 10 | UBS Group AG | 18,340 | 255,000 | 5.12% | ||
| 11 | LAZARD ASSET MANAGEMENT LLC | 28,900 | 401,000 | 8.05% | PRN | |
| 12 | HighTower Advisors, LLC | 29,935 | 422,000 | 8.48% | ||
| 13 | Invesco Ltd. | 50,524 | 702,000 | 14.10% | ||
| 14 | Karpus Management, Inc. | 62,702 | 871,000 | 17.49% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 114,667 | 1,593,000 | 31.99% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
