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CEL SCI CORP
CEL SCI CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 42 Institutional holders with a total value of $908,485.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 6,810 0 0.00%
2 WELLS FARGO & COMPANY/MN 1,200 0 0.00%
3 FIRST MANHATTAN CO. LLC. 50 0 0.00%
4 MORGAN STANLEY 2,457 0 0.00%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,412 0 0.00%
6 ROYAL BANK OF CANADA 5,876 0 0.00%
7 BlackRock Finance, Inc. 210 0 0.00%
8 Financial Architects, Inc 250 0 0.00%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 11 0 0.00%
10 COWEN INC. 48,975 0 0.00%
11 INR ADVISORY SERVICES LLC 15 0 0.00%
12 Allworth Financial LP 3,020 0 0.00%
13 JFS WEALTH ADVISORS, LLC 4,000 0 0.00%
14 MARK SHEPTOFF FINANCIAL PLANNING, LLC 2,000 0 0.00%
15 UBS Group AG 9,483 0 0.00%
16 IFP ADVISORS, INC 200 0 0.00%
17 ADVISOR GROUP, INC. 600 0 0.00%
18 JACOBI CAPITAL MANAGEMENT LLC 1,000 0 0.00%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 3,000 0 0.00%
20 SONORA INVESTMENT MANAGEMENT, LLC 7,223 485 0.05%
21 BIEGEL & WALLER LLC 11,750 1,000 0.11%
22 TWO SIGMA SECURITIES, LLC 13,288 1,000 0.11%
23 SHUFRO ROSE & CO LLC 10,000 1,000 0.11%
24 CORNERSTONE FINANCIAL PARTNERS, LLC 13,170 1,000 0.11%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,600 1,000 0.11%
26 BLACKROCK ADVISORS LLC 21,543 1,000 0.11%
27 BlackRock Fund Advisors 31,186 2,000 0.22%
28 AMERIPRISE FINANCIAL INC 24,650 2,000 0.22%
29 Creative Planning 35,100 2,000 0.22%
30 FineMark National Bank & Trust 34,500 2,000 0.22%
31 Bank of New York Mellon Corp 47,747 3,000 0.33%
32 B. Riley Wealth Advisors, Inc. 99,016 7,000 0.77%
33 NORTHERN TRUST CORP 115,305 8,000 0.88%
34 RAYMOND JAMES & ASSOCIATES 169,912 11,000 1.21%
35 BANK OF MONTREAL /CAN/ 54,000 11,000 1.21%
36 DEUTSCHE BANK AG\ 236,974 15,000 1.65%
37 GEODE CAPITAL MANAGEMENT, LLC 420,802 28,000 3.08%
38 Virtu KCG Holdings LLC 634,146 43,000 4.73%
39 RENAISSANCE TECHNOLOGIES LLC 689,400 46,000 5.06%
40 VANGUARD GROUP INC 1,986,344 133,000 14.64%
41 BlackRock Institutional Trust Company, N.A. 2,404,259 162,000 17.83%
42 SABBY MANAGEMENT, LLC 6,360,207 427,000 47.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.