Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $90,432,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 1,379,416 31,354,000 34.67%
2 WELLS FARGO & COMPANY/MN 436,446 9,920,000 10.97%
3 BANK OF AMERICA CORP /DE/ 289,798 6,588,000 7.29%
4 JANE STREET GROUP, LLC 272,101 6,185,000 6.84%
5 MORGAN STANLEY 170,312 3,871,000 4.28%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 169,095 3,844,000 4.25%
7 ENVESTNET ASSET MANAGEMENT INC 143,070 3,252,000 3.60%
8 Carnegie Investment Counsel 105,494 2,373,000 2.62%
9 Gradient Investments LLC 104,069 2,365,000 2.62%
10 Virtu KCG Holdings LLC 94,183 2,141,000 2.37%
11 GW HENSSLER & ASSOCIATES LTD 93,932 2,135,000 2.36%
12 LPL Financial LLC 92,252 2,102,000 2.32%
13 ROYAL BANK OF CANADA 87,218 1,982,000 2.19%
14 Linscomb Wealth, Inc. 83,073 1,888,000 2.09%
15 UBS Group AG 56,724 1,289,000 1.43%
16 BAIRD FINANCIAL GROUP, INC. 52,465 1,193,000 1.32%
17 FCG ADVISORS, LLC 45,567 1,036,000 1.15%
18 AMERIPRISE FINANCIAL INC 40,569 922,000 1.02%
19 ATWOOD & PALMER INC 35,665 811,000 0.90%
20 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 34,440 783,000 0.87%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,180 754,000 0.83%
22 Stratos Wealth Partners, LTD. 23,289 529,000 0.58%
23 HighTower Advisors, LLC 21,593 490,000 0.54%
24 IFP ADVISORS, INC 15,980 363,000 0.40%
25 INVESTMENT CENTERS OF AMERICA INC 15,150 344,000 0.38%
26 Madden Advisory Services, Inc. 15,140 344,000 0.38%
27 FLOW TRADERS U.S. LLC 15,034 342,000 0.38%
28 STIFEL FINANCIAL CORP 14,962 340,000 0.38%
29 AMERICAN INTERNATIONAL GROUP, INC. 13,650 310,000 0.34%
30 Capital Advisors, Ltd. LLC 10,944 249,000 0.28%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,099 161,000 0.18%
32 NEXT Financial Group, Inc 3,314 75,000 0.08%
33 MSI Financial Services Inc 1,500 34,000 0.04%
34 Argentus Capital Management, LLC 1,113 25,000 0.03%
35 TRUST CO OF VERMONT 1,000 23,000 0.03%
36 FIFTH THIRD BANCORP 535 12,000 0.01%
37 1832 Asset Management L.P. 150 3,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.