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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 45 Institutional holders with a total value of $125,476,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 1,308,021 30,228,000 24.09%
2 WELLS FARGO & COMPANY/MN 699,472 16,178,000 12.89%
3 MORGAN STANLEY 537,368 12,429,000 9.91%
4 BANK OF AMERICA CORP /DE/ 353,079 8,167,000 6.51%
5 Ironwood Financial, llc 212,638 4,918,000 3.92%
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 211,202 4,885,000 3.89%
7 Gradient Investments LLC 200,130 4,629,000 3.69%
8 FLOW TRADERS U.S. LLC 173,816 4,017,000 3.20%
9 LPL Financial LLC 173,463 3,976,000 3.17%
10 ENVESTNET ASSET MANAGEMENT INC 156,099 3,611,000 2.88%
11 ATWOOD & PALMER INC 135,318 3,130,000 2.49%
12 JANE STREET GROUP, LLC 130,023 3,007,000 2.40%
13 GW HENSSLER & ASSOCIATES LTD 113,191 2,618,000 2.09%
14 Carnegie Investment Counsel 104,934 2,427,000 1.93%
15 FCG ADVISORS, LLC 97,845 2,263,000 1.80%
16 Linscomb Wealth, Inc. 81,989 1,896,000 1.51%
17 Brookstone Capital Management 69,498 1,607,000 1.28%
18 Argentus Capital Management, LLC 67,895 1,570,000 1.25%
19 ROYAL BANK OF CANADA 64,246 1,486,000 1.18%
20 UBS Group AG 60,698 1,404,000 1.12%
21 Prospera Financial Services Inc 57,950 1,340,000 1.07%
22 BAIRD FINANCIAL GROUP, INC. 53,493 1,237,000 0.99%
23 BERGANKDV WEALTH MANAGEMENT, LLC 41,879 969,000 0.77%
24 AMERIPRISE FINANCIAL INC 38,689 895,000 0.71%
25 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 35,538 822,000 0.66%
26 Transamerica Financial Advisors, LLC 34,335 795,000 0.63%
27 INVESTMENT CENTERS OF AMERICA INC 32,750 762,000 0.61%
28 Stratos Wealth Partners, LTD. 24,289 562,000 0.45%
29 HighTower Advisors, LLC 22,318 515,000 0.41%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,274 469,000 0.37%
31 IFP ADVISORS, INC 19,774 457,000 0.36%
32 STIFEL FINANCIAL CORP 18,578 430,000 0.34%
33 Madden Advisory Services, Inc. 15,140 350,000 0.28%
34 AMERICAN INTERNATIONAL GROUP, INC. 14,307 331,000 0.26%
35 Advisory Alpha, LLC 12,842 297,000 0.24%
36 Cambridge Investment Research Advisors, Inc. 12,685 293,000 0.23%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,099 164,000 0.13%
38 Capital Advisors, Ltd. LLC 3,607 83,000 0.07%
39 Alexandria Capital, LLC 3,445 80,000 0.06%
40 NEXT Financial Group, Inc 3,343 77,000 0.06%
41 Parasol Investment Management, LLC 1,793 41,000 0.03%
42 MSI Financial Services Inc 1,500 35,000 0.03%
43 TRUST CO OF VERMONT 1,000 23,000 0.02%
44 1832 Asset Management L.P. 150 3,000 0.00%
45 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.