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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 45 Institutional holders with a total value of $125,476,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 1832 Asset Management L.P. 150 3,000 0.00%
3 TRUST CO OF VERMONT 1,000 23,000 0.02%
4 MSI Financial Services Inc 1,500 35,000 0.03%
5 Parasol Investment Management, LLC 1,793 41,000 0.03%
6 NEXT Financial Group, Inc 3,343 77,000 0.06%
7 Alexandria Capital, LLC 3,445 80,000 0.06%
8 Capital Advisors, Ltd. LLC 3,607 83,000 0.07%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,099 164,000 0.13%
10 Cambridge Investment Research Advisors, Inc. 12,685 293,000 0.23%
11 Advisory Alpha, LLC 12,842 297,000 0.24%
12 AMERICAN INTERNATIONAL GROUP, INC. 14,307 331,000 0.26%
13 Madden Advisory Services, Inc. 15,140 350,000 0.28%
14 STIFEL FINANCIAL CORP 18,578 430,000 0.34%
15 IFP ADVISORS, INC 19,774 457,000 0.36%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,274 469,000 0.37%
17 HighTower Advisors, LLC 22,318 515,000 0.41%
18 Stratos Wealth Partners, LTD. 24,289 562,000 0.45%
19 INVESTMENT CENTERS OF AMERICA INC 32,750 762,000 0.61%
20 Transamerica Financial Advisors, LLC 34,335 795,000 0.63%
21 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 35,538 822,000 0.66%
22 AMERIPRISE FINANCIAL INC 38,689 895,000 0.71%
23 BERGANKDV WEALTH MANAGEMENT, LLC 41,879 969,000 0.77%
24 BAIRD FINANCIAL GROUP, INC. 53,493 1,237,000 0.99%
25 Prospera Financial Services Inc 57,950 1,340,000 1.07%
26 UBS Group AG 60,698 1,404,000 1.12%
27 ROYAL BANK OF CANADA 64,246 1,486,000 1.18%
28 Argentus Capital Management, LLC 67,895 1,570,000 1.25%
29 Brookstone Capital Management 69,498 1,607,000 1.28%
30 Linscomb Wealth, Inc. 81,989 1,896,000 1.51%
31 FCG ADVISORS, LLC 97,845 2,263,000 1.80%
32 Carnegie Investment Counsel 104,934 2,427,000 1.93%
33 GW HENSSLER & ASSOCIATES LTD 113,191 2,618,000 2.09%
34 JANE STREET GROUP, LLC 130,023 3,007,000 2.40%
35 ATWOOD & PALMER INC 135,318 3,130,000 2.49%
36 ENVESTNET ASSET MANAGEMENT INC 156,099 3,611,000 2.88%
37 LPL Financial LLC 173,463 3,976,000 3.17%
38 FLOW TRADERS U.S. LLC 173,816 4,017,000 3.20%
39 Gradient Investments LLC 200,130 4,629,000 3.69%
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 211,202 4,885,000 3.89%
41 Ironwood Financial, llc 212,638 4,918,000 3.92%
42 BANK OF AMERICA CORP /DE/ 353,079 8,167,000 6.51%
43 MORGAN STANLEY 537,368 12,429,000 9.91%
44 WELLS FARGO & COMPANY/MN 699,472 16,178,000 12.89%
45 GUGGENHEIM CAPITAL LLC 1,308,021 30,228,000 24.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.