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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 43 Institutional holders with a total value of $162,458,635.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 3,152,351 86,752,000 53.40%
2 Gradient Investments LLC 576,707 15,871,000 9.77%
3 MORGAN STANLEY 303,140 8,343,000 5.14%
4 UBS AG 239,800 6,599,000 4.06%
5 BANK OF AMERICA CORP /DE/ 234,010 6,440,000 3.96%
6 LPL Financial LLC 197,234 5,428,000 3.34%
7 Summit Asset Management, LLC 167,193 4,601,000 2.83%
8 STIFEL FINANCIAL CORP 146,398 4,029,000 2.48%
9 Linscomb Wealth, Inc. 139,921 3,851,000 2.37%
10 Bluefin Trading, LLC 73,142 2,000,000 1.23%
11 Eagle Capital Management, LLC 69,524 1,913,000 1.18%
12 Ashfield Capital Partners, LLC 64,682 1,780,000 1.10%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,841 1,564,000 0.96%
14 Confluence Wealth Management LLC 55,071 1,516,000 0.93%
15 Commonwealth Equity Services, Inc 52,411 1,442,000 0.89%
16 ROYAL BANK OF CANADA 46,972 1,292,000 0.80%
17 Raymond James Financial Services Advisors, Inc. 44,019 1,211,000 0.75%
18 WELLS FARGO & COMPANY/MN 38,308 1,054,000 0.65%
19 DAVENPORT & Co LLC 30,510 839,635 0.52%
20 CAMBRIDGE TRUST CO 27,040 744,000 0.46%
21 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 24,291 668,000 0.41%
22 AMERIPRISE FINANCIAL INC 16,628 458,000 0.28%
23 Parasol Investment Management, LLC 16,175 445,000 0.27%
24 UNITED CAPITAL FINANCIAL ADVISORS, LLC 16,114 443,000 0.27%
25 HighTower Advisors, LLC 15,761 434,000 0.27%
26 Cambridge Investment Research Advisors, Inc. 14,223 391,000 0.24%
27 COURIER CAPITAL LLC 13,635 375,000 0.23%
28 ENVESTNET ASSET MANAGEMENT INC 13,493 371,000 0.23%
29 AVALON CAPITAL MANAGEMENT 10,940 301,000 0.19%
30 Segment Wealth Management, LLC 10,550 290,000 0.18%
31 GM Advisory Group, LLC 9,177 252,000 0.16%
32 Prospera Financial Services Inc 7,503 206,000 0.13%
33 Capital Advisors, Ltd. LLC 7,069 195,000 0.12%
34 Private Ocean, LLC 5,432 149,000 0.09%
35 Alexandria Capital, LLC 2,695 74,000 0.05%
36 Carroll Financial Associates, Inc. 1,800 50,000 0.03%
37 WEALTHCARE CAPITAL MANAGEMENT LLC 990 27,000 0.02%
38 PNC FINANCIAL SERVICES GROUP, INC. 800 22,000 0.01%
39 JNBA Financial Advisors 800 22,000 0.01%
40 PRIVATE TRUST CO NA 325 9,000 0.01%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 230 6,000 0.00%
42 Transamerica Financial Advisors, LLC 1 1,000 0.00%
43 Tower Research Capital LLC (TRC) 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.