Dark
Light
System
Security
CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 55 Institutional holders with a total value of $170,604,003.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 885,579 22,981,000 13.47%
2 Gradient Investments LLC 739,995 19,203,000 11.26%
3 BANK OF AMERICA CORP /DE/ 718,490 18,645,000 10.93%
4 GUGGENHEIM CAPITAL LLC 483,414 12,544,000 7.35%
5 MORGAN STANLEY 476,342 12,362,000 7.25%
6 UBS Group AG 228,895 5,939,000 3.48%
7 STIFEL FINANCIAL CORP 225,513 5,852,000 3.43%
8 Spectrum Asset Management, Inc. (NB/CA) 223,520 5,800,000 3.40%
9 Summit Asset Management, LLC 207,451 5,383,000 3.16%
10 GW HENSSLER & ASSOCIATES LTD 194,106 5,037,000 2.95%
11 ATWOOD & PALMER INC 164,130 4,260,000 2.50%
12 UNITED CAPITAL FINANCIAL ADVISORS, LLC 151,480 3,931,000 2.30%
13 New England Professional Planning Group Inc. 146,848 3,862,000 2.26%
14 ENVESTNET ASSET MANAGEMENT INC 144,914 3,761,000 2.20%
15 Linscomb Wealth, Inc. 127,321 3,304,000 1.94%
16 JANE STREET GROUP, LLC 127,184 3,300,000 1.93%
17 BARCLAYS PLC 113,938 2,848,000 1.67%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 102,621 2,663,000 1.56%
19 Raymond James Financial Services Advisors, Inc. 99,512 2,582,000 1.51%
20 CAMBRIDGE TRUST CO 92,955 2,412,000 1.41%
21 NOTTINGHAM ADVISORS, INC. 86,633 2,254,000 1.32%
22 Ashfield Capital Partners, LLC 82,261 2,135,000 1.25%
23 AMERIPRISE FINANCIAL INC 81,674 2,119,000 1.24%
24 Confluence Wealth Management LLC 74,105 1,923,000 1.13%
25 Ironwood Financial, llc 71,168 1,857,000 1.09%
26 Carnegie Investment Counsel 69,707 1,825,000 1.07%
27 Commonwealth Equity Services, Inc 56,015 1,454,000 0.85%
28 AMERICAN INTERNATIONAL GROUP, INC. 53,473 1,387,627 0.81%
29 DAVENPORT & Co LLC 39,951 1,036,728 0.61%
30 Stratos Wealth Partners, LTD. 31,726 823,645 0.48%
31 Prospera Financial Services Inc 30,926 803,000 0.47%
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 28,389 737,000 0.43%
33 ROYAL BANK OF CANADA 27,827 722,000 0.42%
34 COURIER CAPITAL LLC 25,145 653,000 0.38%
35 LPL Financial LLC 23,761 617,000 0.36%
36 LINCOLN NATIONAL CORP 21,652 562,000 0.33%
37 HighTower Advisors, LLC 17,979 467,000 0.27%
38 Parasol Investment Management, LLC 15,775 409,000 0.24%
39 WMS Partners, LLC 13,855 360,000 0.21%
40 Sigma Planning Corp 12,846 333,000 0.20%
41 Capital Advisors, Ltd. LLC 11,907 309,000 0.18%
42 GM Advisory Group, LLC 10,972 285,000 0.17%
43 Segment Wealth Management, LLC 8,950 232,000 0.14%
44 PNC FINANCIAL SERVICES GROUP, INC. 6,880 178,000 0.10%
45 DEUTSCHE BANK AG\ 3,750 97,000 0.06%
46 Community Bank, N.A. 3,725 97,000 0.06%
47 Alexandria Capital, LLC 3,695 96,000 0.06%
48 Genesis Wealth Advisors, LLC 2,221 59,003 0.03%
49 WEALTHCARE CAPITAL MANAGEMENT LLC 990 26,000 0.02%
50 Carroll Financial Associates, Inc. 1,000 26,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.