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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 101 Institutional holders with a total value of $331,294,644.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Allworth Financial LP 180 4,000 0.00%
3 Smithfield Trust Co 200 4,000 0.00%
4 Creative Planning 315 7,000 0.00%
5 Vantage Investment Advisors, LLC 482 10,000 0.00%
6 SEI INVESTMENTS CO 625 14,000 0.00%
7 First Personal Financial Services 706 15,000 0.00%
8 Apriem Advisors 1,000 22,000 0.01%
9 ENVESTNET ASSET MANAGEMENT INC 4,632 101,000 0.03%
10 SYNOVUS FINANCIAL CORP 4,869 105,000 0.03%
11 Financial Architects, Inc 4,868 106,000 0.03%
12 Klingman & Associates, LLC 5,000 109,000 0.03%
13 Ledyard National Bank 5,000 109,000 0.03%
14 Mariner, LLC 5,406 117,000 0.04%
15 Barnett & Company, Inc. 8,700 189,000 0.06%
16 SG Americas Securities, LLC 9,245 201,000 0.06%
17 NEXT Financial Group, Inc 9,410 204,000 0.06%
18 Transamerica Financial Advisors, LLC 9,574 208,000 0.06%
19 TRUST CO 9,698 211,000 0.06%
20 Goelzer Investment Management, Inc. 10,447 227,000 0.07%
21 WEALTHCARE ADVISORY PARTNERS LLC 11,141 242,000 0.07%
22 BENEDICT FINANCIAL ADVISORS INC 12,216 264,000 0.08%
23 Chesley Taft & Associates LLC 12,199 265,000 0.08%
24 Cetera Advisor Networks LLC 13,057 283,000 0.09%
25 GIRARD SECURITIES, INC. 13,075 284,000 0.09%
26 BLAIR WILLIAM & CO/IL 13,900 302,000 0.09%
27 Janney Montgomery Scott LLC 15,443 335,000 0.10%
28 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 15,525 337,000 0.10%
29 Parasol Investment Management, LLC 15,980 347,000 0.10%
30 Confluence Wealth Management LLC 16,288 354,000 0.11%
31 ADVISOR GROUP, INC. 17,871 388,000 0.12%
32 Ironwood Financial, llc 18,046 392,000 0.12%
33 MADISON INVESTMENT HOLDINGS INC 18,429 400,000 0.12%
34 Verity & Verity, LLC 19,200 417,000 0.13%
35 FCA CORP /TX 23,383 508,000 0.15%
36 Frontier Wealth Management LLC 24,008 521,000 0.16%
37 Ken Stern & Associates, Inc. 24,752 537,000 0.16%
38 HARVEST CAPITAL MANAGEMENT INC 26,395 563,000 0.17%
39 Cetera Advisors LLC 26,188 570,000 0.17%
40 ACG Wealth 28,226 613,000 0.19%
41 ROYAL BANK OF CANADA 29,517 642,000 0.19%
42 Gradient Investments LLC 30,508 662,000 0.20%
43 Sigma Planning Corp 31,553 685,000 0.21%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,462 705,000 0.21%
45 COURIER CAPITAL LLC 32,500 706,000 0.21%
46 Legacy Private Trust Co. 33,871 735,000 0.22%
47 Private Advisor Group, LLC 36,553 790,000 0.24%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 36,814 799,000 0.24%
49 STIFEL FINANCIAL CORP 38,997 844,000 0.25%
50 PARK NATIONAL CORP /OH/ 39,150 850,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.