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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 30 Institutional holders with a total value of $62,639,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 543,772 11,362,000 18.14%
2 NewSquare Capital LLC 318,695 6,659,000 10.63%
3 UBS AG 302,067 6,312,000 10.08%
4 HighTower Advisors, LLC 294,357 6,151,000 9.82%
5 BANK OF AMERICA CORP /DE/ 285,732 5,970,000 9.53%
6 GM Advisory Group, LLC 253,561 5,322,000 8.50%
7 Linscomb Wealth, Inc. 160,116 3,346,000 5.34%
8 JANE STREET GROUP, LLC 138,942 2,903,000 4.63%
9 CONFLUENCE INVESTMENT MANAGEMENT LLC 101,914 2,129,000 3.40%
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 96,342 2,013,000 3.21%
11 Bluefin Trading, LLC 97,550 2,000,000 3.19%
12 Evanston Investments, Inc., dba Evanston Advisors 75,889 1,586,000 2.53%
13 ROYAL BANK OF CANADA 65,438 1,368,000 2.18%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 52,294 1,093,000 1.74%
15 WELLS FARGO & COMPANY/MN 43,777 915,000 1.46%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 32,828 686,000 1.10%
17 ENVESTNET ASSET MANAGEMENT INC 31,864 666,000 1.06%
18 AMERIPRISE FINANCIAL INC 31,169 651,000 1.04%
19 TOWER TRUST Co 18,735 391,000 0.62%
20 Legacy Private Trust Co. 18,605 389,000 0.62%
21 CADENCE BANK NA 10,292 215,000 0.34%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,878 144,000 0.23%
23 Gradient Investments LLC 6,080 127,000 0.20%
24 Lehman Financial Resources, Inc. 4,840 101,000 0.16%
25 Parasol Investment Management, LLC 2,540 53,000 0.08%
26 Capital Advisors, Ltd. LLC 2,390 50,000 0.08%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 720 15,000 0.02%
28 COMMUNITY FINANCIAL SYSTEM, INC. 500 10,000 0.02%
29 JNBA Financial Advisors 450 9,000 0.01%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 141 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.