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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 41 Institutional holders with a total value of $96,046,204.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 741,381 15,576,000 16.22%
2 BANK OF AMERICA CORP /DE/ 449,229 9,439,000 9.83%
3 WELLS FARGO & COMPANY/MN 444,994 9,350,000 9.73%
4 HighTower Advisors, LLC 360,979 7,584,000 7.90%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 291,208 6,118,000 6.37%
6 EASTERN BANK 287,499 6,040,000 6.29%
7 ENVESTNET ASSET MANAGEMENT INC 286,054 6,010,000 6.26%
8 UBS AG 279,932 5,881,000 6.12%
9 GM Advisory Group, LLC 264,359 5,554,000 5.78%
10 Evanston Investments, Inc., dba Evanston Advisors 170,652 3,585,000 3.73%
11 NewSquare Capital LLC 149,675 3,145,000 3.27%
12 Linscomb Wealth, Inc. 145,134 3,049,000 3.17%
13 ROYAL BANK OF CANADA 121,230 2,547,000 2.65%
14 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 112,425 2,362,000 2.46%
15 CONFLUENCE INVESTMENT MANAGEMENT LLC 111,449 2,342,000 2.44%
16 Bluefin Trading, LLC 75,702 1,590,000 1.66%
17 AMERIPRISE FINANCIAL INC 32,713 687,000 0.72%
18 Robert W. Baird & Co. Inc 30,125 633,000 0.66% SH
19 OLD NATIONAL BANCORP /IN/ 25,878 544,000 0.57%
20 STIFEL FINANCIAL CORP 22,110 465,000 0.48%
21 Legacy Private Trust Co. 20,905 439,000 0.46%
22 KMS FINANCIAL SERVICES, INC 18,627 391,000 0.41%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,557 390,000 0.41%
24 Marquette Asset Management, LLC 16,749 352,000 0.37%
25 VSR Financial Services, Inc. 12,188 256,000 0.27%
26 Financial Advisory Group 11,921 250,000 0.26%
27 Cetera Advisor Networks LLC 10,711 224,000 0.23%
28 CADENCE BANK NA 10,292 217,000 0.23%
29 Ashfield Capital Partners, LLC 10,217 215,000 0.22%
30 Gradient Investments LLC 8,640 182,000 0.19%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,878 145,000 0.15%
32 Vigilant Capital Management, LLC 4,899 103,000 0.11%
33 Lehman Financial Resources, Inc. 4,840 102,000 0.11%
34 Parasol Investment Management, LLC 2,540 53,000 0.06%
35 Capital Advisors, Ltd. LLC 2,392 50,000 0.05%
36 ATWOOD & PALMER INC 2,350 49,000 0.05%
37 COMMUNITY FINANCIAL SYSTEM, INC. 2,100 44,000 0.05%
38 Tradewinds Capital Management, LLC 1,665 35,000 0.04%
39 AMERICAN INTERNATIONAL GROUP, INC. 1,628 34,204 0.04%
40 JNBA Financial Advisors 450 9,000 0.01%
41 MSI Financial Services Inc 216 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.