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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $48,357,025.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 820,268 25,543,000 52.82%
2 GOLDMAN SACHS GROUP INC 369,684 11,512,000 23.81%
3 WELLS FARGO & COMPANY/MN 148,401 4,621,000 9.56%
4 LPL Financial LLC 43,651 1,362,000 2.82%
5 UBS Group AG 38,251 1,191,000 2.46%
6 RAYMOND JAMES & ASSOCIATES 27,348 852,000 1.76%
7 AMERIPRISE FINANCIAL INC 26,497 825,000 1.71%
8 Commonwealth Equity Services, Inc 19,239 599,000 1.24%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 16,510 514,000 1.06%
10 JANE STREET GROUP, LLC 13,327 415,000 0.86%
11 ROYAL BANK OF CANADA 11,869 370,000 0.77%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,923 216,000 0.45%
13 BANK OF AMERICA CORP /DE/ 5,098 159,000 0.33%
14 AMERICAN INTERNATIONAL GROUP, INC. 3,050 94,977 0.20%
15 WFG Advisors, LP 1,350 42,000 0.09%
16 PNC FINANCIAL SERVICES GROUP, INC. 497 15,000 0.03%
17 D.A. DAVIDSON & CO. 461 14,000 0.03%
18 CITIGROUP INC 191 6,000 0.01%
19 Simplicity Solutions, LLC 130 4,048 0.01%
20 FIFTH THIRD BANCORP 80 2,000 0.00%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.