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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $49,726,521.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 763,467 23,505,000 47.27%
2 GOLDMAN SACHS GROUP INC 369,488 11,376,000 22.88%
3 WELLS FARGO & COMPANY/MN 170,046 5,235,000 10.53%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,771 2,364,000 4.75%
5 LPL Financial LLC 44,701 1,358,000 2.73%
6 UBS Group AG 42,560 1,310,000 2.63%
7 AMERIPRISE FINANCIAL INC 29,129 897,000 1.80%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 21,867 673,000 1.35%
9 Commonwealth Equity Services, Inc 21,036 648,000 1.30%
10 ROYAL BANK OF CANADA 20,008 616,000 1.24%
11 HRT FINANCIAL LP 14,967 460,000 0.93%
12 JANE STREET GROUP, LLC 10,756 331,000 0.67%
13 CITADEL ADVISORS LLC 8,052 248,000 0.50%
14 BANK OF AMERICA CORP /DE/ 7,796 240,000 0.48%
15 Cambridge Investment Research Advisors, Inc. 7,110 219,000 0.44%
16 AMERICAN INTERNATIONAL GROUP, INC. 3,050 93,902 0.19%
17 WFG Advisors, LP 2,000 62,000 0.12%
18 Simplicity Solutions, LLC 1,027 31,619 0.06%
19 D.A. DAVIDSON & CO. 812 24,000 0.05%
20 CITIGROUP INC 662 20,000 0.04%
21 PNC FINANCIAL SERVICES GROUP, INC. 497 15,000 0.03%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.