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FIRST TR EXCNGE TRD ALPHADEX MID
FIRST TR EXCNGE TRD ALPHADEX MID. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 25 Institutional holders with a total value of $25,765,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 294,517 7,790,000 30.23%
2 WELLS FARGO & COMPANY/MN 173,752 4,596,000 17.84%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 133,986 3,544,000 13.76%
4 LPL Financial LLC 97,174 2,535,000 9.84%
5 CITADEL ADVISORS LLC 46,216 1,222,000 4.74%
6 AMERIPRISE FINANCIAL INC 37,759 999,000 3.88%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 34,823 921,000 3.57%
8 UBS Group AG 34,830 921,000 3.57%
9 ROYAL BANK OF CANADA 20,278 537,000 2.08%
10 Commonwealth Equity Services, Inc 19,888 526,000 2.04%
11 JANE STREET GROUP, LLC 19,631 519,000 2.01%
12 GOLDMAN SACHS GROUP INC 16,139 427,000 1.66%
13 BANK OF AMERICA CORP /DE/ 8,401 222,000 0.86%
14 CONFLUENCE INVESTMENT MANAGEMENT LLC 8,387 222,000 0.86%
15 LAUREL WEALTH ADVISORS, INC. 8,051 213,000 0.83%
16 Cambridge Investment Research Advisors, Inc. 7,630 202,000 0.78%
17 WFG Advisors, LP 4,554 120,000 0.47%
18 Tower Research Capital LLC (TRC) 4,100 108,000 0.42%
19 AMERICAN INTERNATIONAL GROUP, INC. 2,713 72,000 0.28%
20 D.A. DAVIDSON & CO. 1,300 34,000 0.13%
21 CITIGROUP INC 422 11,000 0.04%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 323 9,000 0.03%
23 MSI Financial Services Inc 350 9,000 0.03%
24 PNC FINANCIAL SERVICES GROUP, INC. 237 6,000 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.