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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 11 Institutional holders with a total value of $4,538,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,827 1,347,000 29.68%
2 LPL Financial LLC 39,889 1,057,000 23.29%
3 DEUTSCHE BANK AG\ 38,869 1,030,000 22.70%
4 ROYAL BANK OF CANADA 13,564 360,000 7.93%
5 RAYMOND JAMES & ASSOCIATES 12,811 339,000 7.47%
6 MORGAN STANLEY 9,264 245,000 5.40%
7 WELLS FARGO & COMPANY/MN 2,500 67,000 1.48%
8 BANK OF AMERICA CORP /DE/ 1,555 41,000 0.90%
9 D.A. DAVIDSON & CO. 1,225 32,000 0.71%
10 MSI Financial Services Inc 560 15,000 0.33%
11 UBS AG 200 5,000 0.11%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.