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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 16 Institutional holders with a total value of $3,467,091.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 24,425 653,000 18.83%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,210 573,000 16.53%
3 ROYAL BANK OF CANADA 21,061 569,000 16.41%
4 BANK OF AMERICA CORP /DE/ 18,694 505,000 14.57%
5 Cambridge Investment Research Advisors, Inc. 18,577 502,000 14.48%
6 MORGAN STANLEY 11,107 300,000 8.65%
7 UBS Group AG 3,139 85,000 2.45%
8 WELLS FARGO & COMPANY/MN 2,500 68,000 1.96%
9 PNC FINANCIAL SERVICES GROUP, INC. 1,582 43,000 1.24%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 1,500 41,000 1.18%
11 NEXT Financial Group, Inc 1,500 40,000 1.15%
12 D.A. DAVIDSON & CO. 1,225 33,000 0.95%
13 WFG Advisors, LP 1,100 30,000 0.87%
14 AMERICAN INTERNATIONAL GROUP, INC. 633 17,091 0.49%
15 MSI Financial Services Inc 300 8,000 0.23%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.