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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 18 Institutional holders with a total value of $4,202,988.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 25,342 680,000 16.18%
2 ROYAL BANK OF CANADA 24,747 664,000 15.80%
3 LPL Financial LLC 23,084 618,000 14.70%
4 Cambridge Investment Research Advisors, Inc. 16,227 436,000 10.37%
5 CITADEL ADVISORS LLC 14,985 402,000 9.56%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,482 389,000 9.26%
7 CULLEN/FROST BANKERS, INC. 12,659 340,000 8.09%
8 MORGAN STANLEY 11,021 295,000 7.02%
9 UBS Group AG 3,952 106,000 2.52%
10 WELLS FARGO & COMPANY/MN 2,400 64,000 1.52%
11 PNC FINANCIAL SERVICES GROUP, INC. 1,582 42,000 1.00%
12 NEXT Financial Group, Inc 1,500 40,000 0.95%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 1,505 40,000 0.95%
14 D.A. DAVIDSON & CO. 1,225 32,000 0.76%
15 WFG Advisors, LP 1,100 30,000 0.71%
16 AMERICAN INTERNATIONAL GROUP, INC. 633 16,988 0.40%
17 MSI Financial Services Inc 300 8,000 0.19%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.