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FIRST TRUST
FIRST TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 17 Institutional holders with a total value of $5,089,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 MSI Financial Services Inc 300 8,000 0.16%
4 ADVISOR GROUP, INC. 1,026 26,000 0.51%
5 D.A. DAVIDSON & CO. 1,075 28,000 0.55%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,678 44,000 0.86%
7 WELLS FARGO & COMPANY/MN 2,400 63,000 1.24%
8 WFG Advisors, LP 2,859 75,000 1.47%
9 UBS Group AG 6,510 171,000 3.36%
10 MORGAN STANLEY 6,591 173,000 3.40%
11 CITADEL ADVISORS LLC 15,359 402,000 7.90%
12 GOLDMAN SACHS GROUP INC 16,338 430,000 8.45%
13 ROYAL BANK OF CANADA 21,437 564,000 11.08%
14 LPL Financial LLC 22,777 593,000 11.65%
15 BSC PRIVATE WEALTH MANAGEMENT, LLC 24,530 639,000 12.56%
16 BANK OF AMERICA CORP /DE/ 25,531 671,000 13.19%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,913 1,202,000 23.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.