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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 17 Institutional holders with a total value of $322,669,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 11,155,241 278,770,000 86.40%
2 3D ASSET MANAGEMENT, INC 705,156 17,622,000 5.46%
3 TD Capital Management LLC 438,444 10,957,000 3.40%
4 ENVESTNET ASSET MANAGEMENT INC 246,365 6,157,000 1.91%
5 JANE STREET GROUP, LLC 186,166 4,652,000 1.44%
6 ROYAL BANK OF CANADA 60,009 1,500,000 0.46%
7 BANK OF AMERICA CORP /DE/ 26,713 668,000 0.21%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,888 572,000 0.18%
9 Atria Investments, Inc 17,094 427,000 0.13%
10 Family Firm, Inc. 15,700 392,000 0.12%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,778 319,000 0.10%
12 LPL Financial LLC 9,441 238,000 0.07%
13 Private Ocean, LLC 3,337 201,000 0.06%
14 UBS Group AG 6,178 154,000 0.05%
15 MORGAN STANLEY 827 21,000 0.01%
16 BANK OF MONTREAL /CAN/ 756 19,000 0.01%
17 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.