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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 38 Institutional holders with a total value of $484,286,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 14,996,418 337,720,000 69.74%
2 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,870,851 42,132,000 8.70%
3 Morningstar Investment Services LLC 1,568,362 35,319,000 7.29%
4 3D ASSET MANAGEMENT, INC 640,227 14,418,000 2.98%
5 ENVESTNET ASSET MANAGEMENT INC 410,901 9,253,000 1.91%
6 Charles Schwab Investment Advisory, Inc. 374,408 8,432,000 1.74%
7 LPL Financial LLC 362,139 8,195,000 1.69%
8 UBS Group AG 210,527 4,741,000 0.98%
9 GILBERT & COOK, INC. 194,074 4,371,000 0.90%
10 BRINKER CAPITAL INC 192,316 4,331,000 0.89%
11 MORGAN STANLEY 169,066 3,808,000 0.79%
12 UMB Bank, n.a. 77,143 1,738,000 0.36%
13 AMERIPRISE FINANCIAL INC 69,597 1,567,000 0.32%
14 JANE STREET GROUP, LLC 66,483 1,497,000 0.31%
15 SG Americas Securities, LLC 52,818 1,189,000 0.25%
16 BANK OF AMERICA CORP /DE/ 39,933 899,000 0.19%
17 Orion Porfolio Solutions, LLC 39,492 889,000 0.18%
18 Atria Investments, Inc 37,959 855,000 0.18%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,194 725,000 0.15%
20 FDx Advisors, Inc. 22,132 498,000 0.10%
21 Cambridge Investment Research Advisors, Inc. 21,133 476,000 0.10%
22 Private Advisor Group, LLC 14,933 344,000 0.07%
23 IFP ADVISORS, INC 13,232 298,000 0.06%
24 FLAGSHIP HARBOR ADVISORS, LLC 9,957 230,000 0.05%
25 SARGENT BICKHAM LAGUDIS LLC 4,803 108,000 0.02%
26 ROYAL BANK OF CANADA 2,955 67,000 0.01%
27 CWM, LLC 1,820 41,000 0.01%
28 GLOBAL RETIREMENT PARTNERS, LLC 1,435 32,000 0.01%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,360 31,000 0.01%
30 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,289 30,000 0.01%
31 Creative Planning 950 21,000 0.00%
32 TD Capital Management LLC 419 9,000 0.00%
33 Kistler-Tiffany Companies, LLC 368 8,000 0.00%
34 ADVISOR GROUP, INC. 302 6,000 0.00%
35 FineMark National Bank & Trust 195 4,000 0.00%
36 ASSETMARK, INC 116 3,000 0.00%
37 TCI Wealth Advisors, Inc. 61 1,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.