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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 26 Institutional holders with a total value of $376,638,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHERN TRUST CORP 13,207,411 281,582,000 74.76%
2 Atria Investments, Inc 548 25,692,000 6.82%
3 Morningstar Investment Services LLC 1,147,745 24,470,000 6.50%
4 3D ASSET MANAGEMENT, INC 772,195 16,463,000 4.37%
5 LPL Financial LLC 478,915 10,670,000 2.83%
6 ENVESTNET ASSET MANAGEMENT INC 345,349 7,363,000 1.95%
7 CITADEL ADVISORS LLC 121,495 2,590,000 0.69%
8 Orion Porfolio Solutions, LLC 79,879 1,703,000 0.45%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,767 1,509,000 0.40%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,541 950,000 0.25%
11 UBS Group AG 39,380 840,000 0.22%
12 Brookstone Capital Management 33,454 713,000 0.19%
13 Private Advisor Group, LLC 18,681 398,000 0.11%
14 BANK OF AMERICA CORP /DE/ 17,291 369,000 0.10%
15 Cambridge Investment Research Advisors, Inc. 16,833 359,000 0.10%
16 Family Firm, Inc. 15,700 335,000 0.09%
17 TD Capital Management LLC 14,971 319,000 0.08%
18 MORGAN STANLEY 10,043 214,000 0.06%
19 ROBLE, BELKO & COMPANY, INC 1,842 39,000 0.01%
20 SIGNATUREFD, LLC 1,084 23,000 0.01%
21 BANK OF MONTREAL /CAN/ 778 17,000 0.00%
22 Regal Investment Advisors LLC 562 11,000 0.00%
23 Kistler-Tiffany Companies, LLC 251 5,000 0.00%
24 CWM, LLC 170 4,000 0.00%
25 Tower Research Capital LLC (TRC) 20 0 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.