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FLEXSHARES TR
FLEXSHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 42 Institutional holders with a total value of $615,498,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEWFOUND RESEARCH LLC 6 0 0.00%
3 Advisory Services Network, LLC 120 3,000 0.00%
4 Kistler-Tiffany Companies, LLC 368 9,000 0.00%
5 WELLS FARGO & COMPANY/MN 436 11,000 0.00%
6 CRIBSTONE CAPITAL MANAGEMENT, LLC 450 11,000 0.00%
7 ADVISOR GROUP, INC. 752 19,000 0.00%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,395 34,000 0.01%
9 GLOBAL RETIREMENT PARTNERS, LLC 1,561 38,000 0.01%
10 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,563 39,000 0.01%
11 CWM, LLC 2,623 64,000 0.01%
12 Creative Planning 2,632 64,000 0.01%
13 SARGENT BICKHAM LAGUDIS LLC 4,803 117,000 0.02%
14 FLAGSHIP HARBOR ADVISORS, LLC 11,530 278,000 0.05%
15 IFP ADVISORS, INC 12,612 307,000 0.05%
16 FDx Advisors, Inc. 14,282 347,000 0.06%
17 Private Advisor Group, LLC 14,876 360,000 0.06%
18 RAYMOND JAMES & ASSOCIATES 20,673 503,000 0.08%
19 Cambridge Investment Research Advisors, Inc. 24,968 607,000 0.10%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,582 816,000 0.13%
21 Orion Porfolio Solutions, LLC 37,183 904,000 0.15%
22 Atria Investments, Inc 44,141 1,073,000 0.17%
23 SG Americas Securities, LLC 52,818 1,284,000 0.21%
24 KINGSVIEW WEALTH MANAGEMENT, LLC 68,080 1,655,000 0.27%
25 AMERIPRISE FINANCIAL INC 74,303 1,808,000 0.29%
26 Virtu KCG Holdings LLC 100,799 2,450,000 0.40%
27 UMB Bank, n.a. 164,103 3,989,000 0.65%
28 BRINKER CAPITAL INC 165,370 4,020,000 0.65%
29 BANK OF AMERICA CORP /DE/ 174,866 4,251,000 0.69%
30 MORGAN STANLEY 176,655 4,294,000 0.70%
31 GILBERT & COOK, INC. 187,750 4,564,000 0.74%
32 ROYAL BANK OF CANADA 202,152 4,914,000 0.80%
33 CITADEL ADVISORS LLC 286,366 6,962,000 1.13%
34 JANE STREET GROUP, LLC 337,159 8,196,000 1.33%
35 Charles Schwab Investment Advisory, Inc. 360,843 8,772,000 1.43%
36 UBS Group AG 382,974 9,310,000 1.51%
37 LPL Financial LLC 396,746 9,629,000 1.56%
38 ENVESTNET ASSET MANAGEMENT INC 452,659 11,002,000 1.79%
39 3D ASSET MANAGEMENT, INC 595,179 14,469,000 2.35%
40 Morningstar Investment Services LLC 1,685,672 40,979,000 6.66%
41 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 1,850,129 44,977,000 7.31%
42 NORTHERN TRUST CORP 17,374,303 422,369,000 68.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.