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GABELLI GLOBL UTIL INCOME
GABELLI GLOBL UTIL INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 25 Institutional holders with a total value of $16,248,604.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 228,655 4,443,000 27.34%
2 MORGAN STANLEY 183,321 3,563,000 21.93%
3 CSS LLC/IL 145,192 2,822,000 17.37%
4 CORNERSTONE ADVISORS INC 57,861 1,123,000 6.91%
5 Investors Capital Advisory Services 30,171 586,000 3.61%
6 Yakira Capital Management, Inc. 26,317 511,000 3.14% SH
7 RAYMOND JAMES & ASSOCIATES 24,350 473,000 2.91%
8 ROYAL BANK OF CANADA 21,782 423,000 2.60%
9 WOLVERINE ASSET MANAGEMENT LLC 19,013 369,000 2.27%
10 DOLIVER ADVISORS, LP 18,753 364,000 2.24%
11 UBS Group AG 16,464 320,000 1.97%
12 1607 Capital Partners, LLC 15,585 303,000 1.86%
13 BANK OF AMERICA CORP /DE/ 11,443 222,000 1.37%
14 Shaker Financial Services, LLC 10,390 202,000 1.24%
15 STIFEL FINANCIAL CORP 10,000 194,000 1.19%
16 Gramercy Funds Management LLC 5,602 109,000 0.67%
17 WELLS FARGO & COMPANY/MN 3,594 70,000 0.43%
18 NATIONAL PLANNING CORP 2,440 45,457 0.28%
19 Thomas J. Herzfeld Advisors, Inc. 1,763 34,000 0.21%
20 DEUTSCHE BANK AG\ 1,500 29,000 0.18%
21 Stratos Wealth Partners, LTD. 1,000 19,430 0.12%
22 AMERICAN INTERNATIONAL GROUP, INC. 500 9,717 0.06%
23 Tower Research Capital LLC (TRC) 372 7,000 0.04%
24 CITIGROUP INC 240 5,000 0.03%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 110 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.