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GABELLI GLOBL UTIL INCOME
GABELLI GLOBL UTIL INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $18,196,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 246,433 4,508,000 24.77%
2 GABELLI & Co INVESTMENT ADVISERS, INC. 233,670 4,274,000 23.49%
3 CSS LLC/IL 162,432 2,971,000 16.33%
4 1607 Capital Partners, LLC 71,821 1,314,000 7.22%
5 CORNERSTONE ADVISORS INC 64,781 1,185,000 6.51%
6 DESCHUTES PORTFOLIO STRATEGY, LLC 41,040 751,000 4.13%
7 ZAZOVE ASSOCIATES LLC 30,347 555,000 3.05%
8 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 25,998 476,000 2.62%
9 UBS Group AG 18,728 342,000 1.88%
10 Prospera Financial Services Inc 15,400 282,000 1.55%
11 BANK OF AMERICA CORP /DE/ 12,566 230,000 1.26%
12 LPL Financial LLC 12,106 217,000 1.19%
13 HighTower Advisors, LLC 11,634 214,000 1.18%
14 INVESTMENT CENTERS OF AMERICA INC 11,392 210,000 1.15%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 10,433 191,000 1.05%
16 HM PAYSON & CO 10,000 183,000 1.01%
17 ROYAL BANK OF CANADA 5,958 109,000 0.60%
18 WELLS FARGO & COMPANY/MN 5,423 99,000 0.54%
19 Thomas J. Herzfeld Advisors, Inc. 1,463 27,000 0.15%
20 GENEOS WEALTH MANAGEMENT INC. 1,300 23,000 0.13%
21 Advisory Alpha, LLC 715 13,000 0.07%
22 ADVISOR GROUP, INC. 500 9,000 0.05%
23 MSI Financial Services Inc 431 8,000 0.04%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.