| 1 |
GAMCO INVESTORS, INC. ET AL |
228,655 |
4,239,000 |
27.27% |
|
|
| 2 |
MORGAN STANLEY |
192,457 |
3,568,000 |
22.95% |
|
|
| 3 |
CSS LLC/IL |
147,460 |
2,734,000 |
17.59% |
|
|
| 4 |
CORNERSTONE ADVISORS INC |
52,289 |
969,000 |
6.23% |
|
|
| 5 |
Investors Capital Advisory Services |
48,569 |
900,000 |
5.79% |
|
|
| 6 |
1607 Capital Partners, LLC |
29,235 |
542,000 |
3.49% |
|
|
| 7 |
Yakira Capital Management, Inc. |
24,652 |
457,000 |
2.94% |
|
SH |
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
24,131 |
447,000 |
2.88% |
|
|
| 9 |
RAYMOND JAMES & ASSOCIATES |
18,589 |
345,000 |
2.22% |
|
|
| 10 |
ROYAL BANK OF CANADA |
17,686 |
328,000 |
2.11% |
|
|
| 11 |
DOLIVER ADVISORS, LP |
17,105 |
317,000 |
2.04% |
|
|
| 12 |
UBS Group AG |
13,481 |
250,000 |
1.61% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
13,218 |
245,000 |
1.58% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
5,165 |
96,000 |
0.62% |
|
|
| 15 |
Gramercy Funds Management LLC |
1,469 |
27,000 |
0.17% |
|
|
| 16 |
DEUTSCHE BANK AG\ |
1,500 |
27,000 |
0.17% |
|
|
| 17 |
Thomas J. Herzfeld Advisors, Inc. |
1,463 |
27,000 |
0.17% |
|
|
| 18 |
CITIGROUP INC |
664 |
12,000 |
0.08% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
500 |
9,270 |
0.06% |
|
|
| 20 |
MSI Financial Services Inc |
140 |
3,000 |
0.02% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
110 |
2,000 |
0.01% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
5 |
0 |
0.00% |
|
|
