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GABELLI GLOBL UTIL INCOME
GABELLI GLOBL UTIL INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $17,473,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 200 3,000 0.02%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 250 4,000 0.02%
3 MSI Financial Services Inc 504 8,000 0.05%
4 ADVISOR GROUP, INC. 500 8,000 0.05%
5 SOWELL FINANCIAL SERVICES LLC 990 17,000 0.10%
6 GENEOS WEALTH MANAGEMENT INC. 1,300 21,000 0.12%
7 Thomas J. Herzfeld Advisors, Inc. 1,463 25,000 0.14%
8 WELLS FARGO & COMPANY/MN 5,423 91,000 0.52%
9 ROYAL BANK OF CANADA 5,698 96,000 0.55%
10 CITIGROUP INC 7,572 127,000 0.73%
11 HM PAYSON & CO 10,000 168,000 0.96%
12 INVESTMENT CENTERS OF AMERICA INC 10,928 186,000 1.06%
13 HighTower Advisors, LLC 11,768 196,000 1.12%
14 BANK OF AMERICA CORP /DE/ 12,677 213,000 1.22%
15 Prospera Financial Services Inc 15,400 259,000 1.48%
16 UBS Group AG 22,115 371,000 2.12%
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 23,941 402,000 2.30%
18 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 25,928 436,000 2.50%
19 ZAZOVE ASSOCIATES LLC 30,347 510,000 2.92%
20 DESCHUTES PORTFOLIO STRATEGY, LLC 51,392 863,000 4.94%
21 CORNERSTONE ADVISORS INC 68,676 1,154,000 6.60%
22 1607 Capital Partners, LLC 70,550 1,185,000 6.78%
23 CSS LLC/IL 165,352 2,778,000 15.90%
24 GABELLI & Co INVESTMENT ADVISERS, INC. 236,473 3,973,000 22.74%
25 MORGAN STANLEY 260,650 4,379,000 25.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.