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GAIAM INC
GAIAM INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 52 Institutional holders with a total value of $101,559,447.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Prentice Capital Management, LP 2,566,323 18,837,000 18.55%
2 COLUMBIA WANGER ASSET MANAGEMENT LLC 2,216,229 16,267,000 16.02%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,771,355 13,002,000 12.80%
4 ROYCE & ASSOCIATES LP 1,635,470 12,004,000 11.82%
5 ARIEL INVESTMENTS, LLC 880,320 6,462,000 6.36%
6 DIMENSIONAL FUND ADVISORS LP 590,083 4,331,000 4.26%
7 WELLINGTON MANAGEMENT GROUP LLP 560,100 4,111,000 4.05%
8 VANGUARD GROUP INC 526,381 3,863,000 3.80%
9 BlackRock Institutional Trust Company, N.A. 513,612 3,770,000 3.71%
10 BlackRock Fund Advisors 356,473 2,617,000 2.58%
11 Adirondack Research & Management Inc. 302,192 2,218,000 2.18%
12 Mill Road Capital Management LLC 245,382 1,801,000 1.77%
13 Informed Momentum Co LLC 207,217 1,521,000 1.50%
14 NORTHERN TRUST CORP 171,912 1,262,000 1.24%
15 DRILL CRAIG A 153,600 1,127,000 1.11%
16 STATE STREET CORP 115,970 853,000 0.84%
17 RENAISSANCE TECHNOLOGIES LLC 105,100 771,000 0.76%
18 NEW YORK STATE COMMON RETIREMENT FUND 100,823 740,000 0.73%
19 DIKER MANAGEMENT LLC 75,078 551,000 0.54%
20 Coe Capital Management, LLC 74,648 547,916 0.54%
21 GEODE CAPITAL MANAGEMENT, LLC 72,329 530,000 0.52%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 66,100 485,000 0.48%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 64,559 474,000 0.47%
24 Bank of New York Mellon Corp 61,332 450,000 0.44%
25 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,305 369,000 0.36%
26 BlackRock Investment Management, LLC 47,933 352,000 0.35%
27 STRS OHIO 33,501 246,000 0.24%
28 MORGAN STANLEY 33,120 243,000 0.24%
29 STIFEL FINANCIAL CORP 32,650 240,000 0.24%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 27,557 202,000 0.20%
31 Veritable, L.P. 25,500 187,000 0.18%
32 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 22,000 162,000 0.16%
33 TEACHERS ADVISORS, LLC 17,755 130,000 0.13%
34 MILLENNIUM MANAGEMENT LLC 16,142 118,000 0.12%
35 RHUMBLINE ADVISERS 14,200 104,000 0.10%
36 Invesco Ltd. 11,820 87,000 0.09%
37 Nationwide Fund Advisors 11,619 85,000 0.08%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,901 80,000 0.08%
39 AMERICAN INTERNATIONAL GROUP, INC. 9,805 71,969 0.07%
40 BLACKROCK ADVISORS LLC 9,681 71,000 0.07%
41 WELLS FARGO & COMPANY/MN 8,290 61,000 0.06%
42 PNC FINANCIAL SERVICES GROUP, INC. 8,000 58,000 0.06%
43 Tower Research Capital LLC (TRC) 5,194 38,000 0.04%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,712 35,000 0.03%
45 UBS AG 1,057 8,000 0.01%
46 BNP PARIBAS FINANCIAL MARKETS 894 6,562 0.01%
47 CITIGROUP INC 523 4,000 0.00%
48 BANK OF AMERICA CORP /DE/ 423 3,000 0.00%
49 BARCLAYS PLC 156 1,000 0.00%
50 DEUTSCHE BANK AG\ 235 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.