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GAIAM INC
GAIAM INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 46 Institutional holders with a total value of $62,612,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 COLUMBIA WANGER ASSET MANAGEMENT LLC 2,271,274 14,173,000 22.64%
2 ROYCE & ASSOCIATES LP 2,104,281 13,131,000 20.97%
3 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,675,792 10,457,000 16.70%
4 VANGUARD GROUP INC 547,851 3,419,000 5.46%
5 DIMENSIONAL FUND ADVISORS LP 524,837 3,275,000 5.23%
6 BlackRock Institutional Trust Company, N.A. 392,218 2,447,000 3.91%
7 ARIEL INVESTMENTS, LLC 369,400 2,305,000 3.68%
8 Lebenthal Holdings,LLC 359,063 2,241,000 3.58%
9 POTRERO CAPITAL RESEARCH LLC 276,548 1,726,000 2.76%
10 Adirondack Research & Management Inc. 220,791 1,378,000 2.20%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 172,500 1,076,000 1.72%
12 RENAISSANCE TECHNOLOGIES LLC 171,200 1,068,000 1.71%
13 AWM Investment Company, Inc. 150,000 936,000 1.49%
14 DRILL CRAIG A 122,881 767,000 1.23%
15 Pinnacle Summer Investments, Inc. 88,555 552,000 0.88%
16 GEODE CAPITAL MANAGEMENT, LLC 87,309 544,000 0.87%
17 DIKER MANAGEMENT LLC 54,005 337,000 0.54%
18 AMERIPRISE FINANCIAL INC 52,594 328,000 0.52%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,305 314,000 0.50%
20 BlackRock Fund Advisors 39,128 244,000 0.39%
21 NORTHERN TRUST CORP 35,545 222,000 0.35%
22 OXFORD ASSET MANAGEMENT LLP 34,812 216,000 0.34%
23 STIFEL FINANCIAL CORP 32,650 204,000 0.33%
24 Monarch Partners Asset Management LLC 28,600 178,000 0.28%
25 BOOTHBAY FUND MANAGEMENT, LLC 25,780 161,000 0.26%
26 MORGAN STANLEY 25,201 157,000 0.25%
27 Bank of New York Mellon Corp 24,437 152,000 0.24%
28 MILLENNIUM MANAGEMENT LLC 18,997 119,000 0.19%
29 GOLDMAN SACHS GROUP INC 15,257 95,000 0.15%
30 STATE STREET CORP 11,624 72,000 0.11%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,213 64,000 0.10%
32 PNC FINANCIAL SERVICES GROUP, INC. 8,000 50,000 0.08%
33 WELLS FARGO & COMPANY/MN 7,832 49,000 0.08%
34 Nationwide Fund Advisors 5,900 37,000 0.06%
35 DEUTSCHE BANK AG\ 5,636 34,000 0.05%
36 Walleye Trading LLC 4,500 28,000 0.04%
37 BLACKROCK ADVISORS LLC 3,595 22,000 0.04%
38 BlackRock Investment Management, LLC 2,302 14,000 0.02%
39 Tower Research Capital LLC (TRC) 1,334 9,000 0.01%
40 CITIGROUP INC 800 5,000 0.01%
41 AMERICAN INTERNATIONAL GROUP, INC. 297 2,000 0.00%
42 BANK OF AMERICA CORP /DE/ 400 2,000 0.00%
43 HARFST & ASSOCIATES, INC. 296 1,000 0.00%
44 JNBA Financial Advisors 100 1,000 0.00%
45 Crosspoint Capital Strategies, LLC 51 0 0.00%
46 UBS Group AG 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.