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GAIAM INC
GAIAM INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $80,578,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Prentice Capital Management, LP 2,566,323 15,783,000 19.59%
2 COLUMBIA WANGER ASSET MANAGEMENT LLC 2,457,379 15,113,000 18.76%
3 ROYCE & ASSOCIATES LP 2,100,781 12,920,000 16.03%
4 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 1,694,356 10,420,000 12.93%
5 VANGUARD GROUP INC 543,646 3,344,000 4.15%
6 Mill Road Capital Management LLC 533,276 3,280,000 4.07%
7 DIMENSIONAL FUND ADVISORS LP 521,110 3,205,000 3.98%
8 BlackRock Institutional Trust Company, N.A. 392,218 2,412,000 2.99%
9 Lebenthal Holdings,LLC 354,053 2,178,000 2.70%
10 ADIRONDACK FUNDS 229,091 1,409,000 1.75%
11 Adirondack Research & Management Inc. 229,091 1,409,000 1.75%
12 ARIEL INVESTMENTS, LLC 228,400 1,405,000 1.74%
13 RENAISSANCE TECHNOLOGIES LLC 188,900 1,162,000 1.44%
14 AWM Investment Company, Inc. 150,000 922,000 1.14%
15 GOLDMAN SACHS GROUP INC 105,989 652,000 0.81%
16 GEODE CAPITAL MANAGEMENT, LLC 85,655 526,000 0.65%
17 DRILL CRAIG A 83,200 512,000 0.64%
18 DIKER MANAGEMENT LLC 81,205 499,000 0.62%
19 Pinnacle Summer Investments, Inc. 66,000 427,000 0.53%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 66,400 408,000 0.51%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 50,305 309,000 0.38%
22 AMERIPRISE FINANCIAL INC 47,573 293,000 0.36%
23 MILLENNIUM MANAGEMENT LLC 44,946 276,000 0.34%
24 BOOTHBAY FUND MANAGEMENT, LLC 42,282 260,000 0.32%
25 BlackRock Fund Advisors 37,208 229,000 0.28%
26 NORTHERN TRUST CORP 35,545 219,000 0.27%
27 STIFEL FINANCIAL CORP 32,650 201,000 0.25%
28 MORGAN STANLEY 27,251 168,000 0.21%
29 Bank of New York Mellon Corp 24,409 150,000 0.19%
30 Monarch Partners Asset Management LLC 22,750 140,000 0.17%
31 DEUTSCHE BANK AG\ 18,071 110,000 0.14%
32 STATE STREET CORP 11,624 72,000 0.09%
33 PNC FINANCIAL SERVICES GROUP, INC. 8,000 50,000 0.06%
34 WELLS FARGO & COMPANY/MN 7,832 48,000 0.06%
35 BLACKROCK ADVISORS LLC 3,595 22,000 0.03%
36 Nationwide Fund Advisors 3,600 22,000 0.03%
37 BlackRock Investment Management, LLC 2,164 13,000 0.02%
38 CITIGROUP INC 800 5,000 0.01%
39 AMERICAN INTERNATIONAL GROUP, INC. 297 2,000 0.00%
40 BANK OF AMERICA CORP /DE/ 400 2,000 0.00%
41 JNBA Financial Advisors 100 1,000 0.00%
42 Regal Investment Advisors LLC 51 0 0.00%
43 UBS Group AG 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.