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GAMCO NATL RES GOLD&INCM
GAMCO NATL RES GOLD&INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 26 Institutional holders with a total value of $12,342,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 776,335 5,108,000 41.39%
2 Invesco Ltd. 202,063 1,330,000 10.78%
3 LPL Financial LLC 186,417 1,210,000 9.80%
4 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 180,668 1,189,000 9.63%
5 ROYAL BANK OF CANADA 135,226 890,000 7.21%
6 BANK OF AMERICA CORP /DE/ 82,436 542,000 4.39%
7 Raymond James Financial Services Advisors, Inc. 42,040 277,000 2.24%
8 BAIRD FINANCIAL GROUP, INC. 35,800 236,000 1.91%
9 B. Riley Wealth Advisors, Inc. 35,932 236,000 1.91%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,571 235,000 1.90%
11 GUGGENHEIM CAPITAL LLC 32,764 216,000 1.75%
12 SG Americas Securities, LLC 26,673 176,000 1.43%
13 OPPENHEIMER & CO INC 22,019 144,000 1.17%
14 UBS Group AG 17,897 118,000 0.96%
15 AMERICAN INTERNATIONAL GROUP, INC. 15,150 100,000 0.81%
16 TFS CAPITAL LLC 10,847 71,000 0.58%
17 Advisors Asset Management, Inc. 7,399 49,000 0.40%
18 MSI Financial Services Inc 7,195 47,000 0.38%
19 PNC FINANCIAL SERVICES GROUP, INC. 7,016 45,000 0.36%
20 THOMPSON DAVIS & CO., INC. 5,950 39,000 0.32%
21 CITIGROUP INC 3,300 22,000 0.18%
22 IFP ADVISORS, INC 2,834 19,000 0.15%
23 WELLS FARGO & COMPANY/MN 2,315 15,000 0.12%
24 FineMark National Bank & Trust 1,871 12,000 0.10%
25 NEXT Financial Group, Inc 1,684 11,000 0.09%
26 D.A. DAVIDSON & CO. 800 5,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.