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GAMCO NATL RES GOLD&INCM
GAMCO NATL RES GOLD&INCM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 27 Institutional holders with a total value of $24,302,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oxbow Advisors, LLC 1,891,607 14,603,000 60.09%
2 MORGAN STANLEY 320,253 2,472,000 10.17%
3 Janney Montgomery Scott LLC 161,100 1,244,000 5.12%
4 Invesco Ltd. 153,810 1,187,000 4.88%
5 BANK OF AMERICA CORP /DE/ 108,435 837,000 3.44%
6 ROYAL BANK OF CANADA 99,255 766,000 3.15%
7 LPL Financial LLC 93,205 683,000 2.81%
8 BROWN ADVISORY INC 86,850 670,000 2.76%
9 Raymond James Financial Services Advisors, Inc. 34,034 263,000 1.08%
10 BAIRD FINANCIAL GROUP, INC. 32,800 253,000 1.04%
11 RAYMOND JAMES & ASSOCIATES 29,129 225,000 0.93%
12 GUGGENHEIM CAPITAL LLC 28,884 223,000 0.92%
13 B. Riley Wealth Advisors, Inc. 23,918 185,000 0.76%
14 UBS Group AG 20,726 160,000 0.66%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,150 148,000 0.61%
16 HighTower Advisors, LLC 11,162 86,000 0.35%
17 MSI Financial Services Inc 7,710 60,000 0.25%
18 Advisors Asset Management, Inc. 7,055 54,000 0.22%
19 THOMPSON DAVIS & CO., INC. 5,950 46,000 0.19%
20 ADVISOR GROUP, INC. 3,386 26,000 0.11%
21 IFP ADVISORS, INC 2,834 22,000 0.09%
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 2,287 18,000 0.07%
23 FineMark National Bank & Trust 1,978 15,000 0.06%
24 NEXT Financial Group, Inc 2,000 15,000 0.06%
25 North Star Investment Management Corp. 2,000 15,000 0.06%
26 WELLS FARGO & COMPANY/MN 1,711 13,000 0.05%
27 CITIGROUP INC 1,700 13,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.