| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 1,918,603 | 12,797,000 | 60.61% | ||
| 2 | MORGAN STANLEY | 252,033 | 1,680,000 | 7.96% | ||
| 3 | DOLIVER ADVISORS, LP | 128,781 | 859,000 | 4.07% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 128,363 | 856,000 | 4.05% | ||
| 5 | Invesco Ltd. | 117,162 | 781,000 | 3.70% | ||
| 6 | ROYAL BANK OF CANADA | 102,791 | 686,000 | 3.25% | ||
| 7 | LPL Financial LLC | 94,251 | 640,000 | 3.03% | ||
| 8 | Janney Montgomery Scott LLC | 87,544 | 584,000 | 2.77% | ||
| 9 | CITIGROUP INC | 63,948 | 427,000 | 2.02% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 36,879 | 246,000 | 1.17% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 30,800 | 205,000 | 0.97% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 28,655 | 191,000 | 0.90% | ||
| 13 | UBS Group AG | 26,492 | 177,000 | 0.84% | ||
| 14 | Weiss Asset Management LP | 23,893 | 159,000 | 0.75% | ||
| 15 | Raymond James Financial Services Advisors, Inc. | 22,332 | 149,000 | 0.71% | ||
| 16 | SII INVESTMENTS INC/WI | 19,903 | 133,000 | 0.63% | ||
| 17 | B. Riley Wealth Advisors, Inc. | 19,178 | 128,000 | 0.61% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,850 | 99,000 | 0.47% | ||
| 19 | OPPENHEIMER & CO INC | 11,300 | 75,000 | 0.36% | ||
| 20 | Virtu KCG Holdings LLC | 10,227 | 68,000 | 0.32% | ||
| 21 | MSI Financial Services Inc | 7,225 | 48,000 | 0.23% | ||
| 22 | Advisors Asset Management, Inc. | 6,511 | 43,000 | 0.20% | ||
| 23 | THOMPSON DAVIS & CO., INC. | 5,700 | 38,000 | 0.18% | ||
| 24 | IFP ADVISORS, INC | 2,834 | 19,000 | 0.09% | ||
| 25 | NEXT Financial Group, Inc | 2,000 | 13,000 | 0.06% | ||
| 26 | WELLS FARGO & COMPANY/MN | 1,711 | 11,000 | 0.05% | ||
| 27 | North Star Investment Management Corp. | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
