| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 7,560 | 436,000 | 90.64% | ||
| 2 | ROYAL BANK OF CANADA | 470 | 28,000 | 5.82% | PRN | |
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 11,000 | 2.29% | ||
| 4 | Creative Planning | 100 | 6,000 | 1.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
