| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Jefferies Group LLC | 93,144 | 4,653,000 | 40.96% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 47,335 | 2,365,000 | 20.82% | ||
| 3 | MassMutual Private Wealth & Trust, FSB | 18,275 | 913,092 | 8.04% | ||
| 4 | Mizuho Asset Management Co.,Ltd. | 18,000 | 899,000 | 7.91% | ||
| 5 | JANE STREET GROUP, LLC | 15,350 | 767,000 | 6.75% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,490 | 574,000 | 5.05% | ||
| 7 | MORGAN STANLEY | 8,177 | 409,000 | 3.60% | ||
| 8 | Cobble Hill Financial Services, INC | 7,000 | 350,000 | 3.08% | ||
| 9 | MSI Financial Services Inc | 3,585 | 179,000 | 1.58% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,410 | 70,000 | 0.62% | ||
| 11 | OPTIMUM INVESTMENT ADVISORS | 1,217 | 61,000 | 0.54% | ||
| 12 | NEXT Financial Group, Inc | 969 | 48,000 | 0.42% | ||
| 13 | AMERIPRISE FINANCIAL INC | 611 | 28,000 | 0.25% | ||
| 14 | WELLS FARGO & COMPANY/MN | 415 | 21,000 | 0.18% | ||
| 15 | NEW ENGLAND SECURITIES CORP /MA/ | 261 | 13,000 | 0.11% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 130 | 6,495 | 0.06% | ||
| 17 | Tower Research Capital LLC (TRC) | 60 | 3,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
