| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Jefferies Group LLC | 85,585 | 4,327,000 | 31.29% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 52,040 | 2,631,000 | 19.02% | ||
| 3 | ROYAL BANK OF CANADA | 30,058 | 1,520,000 | 10.99% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 23,741 | 1,201,000 | 8.68% | ||
| 5 | MORGAN STANLEY | 18,515 | 936,000 | 6.77% | ||
| 6 | Mizuho Asset Management Co.,Ltd. | 16,300 | 825,000 | 5.97% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,019 | 708,000 | 5.12% | ||
| 8 | JANE STREET GROUP, LLC | 10,617 | 537,000 | 3.88% | ||
| 9 | LPL Financial LLC | 7,438 | 377,000 | 2.73% | ||
| 10 | Stratos Wealth Partners, LTD. | 6,916 | 350,000 | 2.53% | ||
| 11 | MSI Financial Services Inc | 4,456 | 225,000 | 1.63% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,762 | 89,000 | 0.64% | ||
| 13 | OPTIMUM INVESTMENT ADVISORS | 1,217 | 62,000 | 0.45% | ||
| 14 | Tower Research Capital LLC (TRC) | 470 | 24,000 | 0.17% | ||
| 15 | Cranbrook Wealth Management, LLC | 242 | 12,000 | 0.09% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 130 | 6,573 | 0.05% | ||
| 17 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
