| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Jefferies Group LLC | 88,194 | 4,464,000 | 35.08% | ||
| 2 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 49,638 | 2,513,000 | 19.75% | ||
| 3 | AMERIPRISE FINANCIAL INC | 43,377 | 2,196,000 | 17.26% | ||
| 4 | MORGAN STANLEY | 17,916 | 907,000 | 7.13% | ||
| 5 | Mizuho Asset Management Co.,Ltd. | 16,700 | 842,000 | 6.62% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,910 | 704,000 | 5.53% | ||
| 7 | Stratos Wealth Partners, LTD. | 13,832 | 700,087 | 5.50% | ||
| 8 | MSI Financial Services Inc | 3,593 | 182,000 | 1.43% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 2,361 | 120,000 | 0.94% | ||
| 10 | OPTIMUM INVESTMENT ADVISORS | 1,217 | 62,000 | 0.49% | ||
| 11 | NEW ENGLAND SECURITIES CORP /MA/ | 261 | 13,000 | 0.10% | ||
| 12 | Cranbrook Wealth Management, LLC | 242 | 12,000 | 0.09% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 130 | 6,581 | 0.05% | ||
| 14 | Tower Research Capital LLC (TRC) | 30 | 2,000 | 0.02% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
