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KKR INCOME OPPORTUNITIES FD
KKR INCOME OPPORTUNITIES FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 20 Institutional holders with a total value of $33,106,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 703,303 12,561,000 37.94%
2 UBS AG 427,489 7,635,000 23.06%
3 Shaker Financial Services, LLC 144,763 2,585,000 7.81%
4 MARINER INVESTMENT GROUP LLC 143,231 2,558,000 7.73%
5 STIFEL FINANCIAL CORP 120,496 2,152,000 6.50%
6 Invesco Ltd. 83,012 1,483,000 4.48%
7 BANK OF AMERICA CORP /DE/ 81,500 1,456,000 4.40%
8 1832 Asset Management L.P. 50,957 913,000 2.76%
9 WOLVERINE ASSET MANAGEMENT LLC 27,148 484,000 1.46%
10 Saba Capital Management, L.P. 19,500 348,000 1.05%
11 CITIGROUP INC 10,500 188,000 0.57%
12 ROYAL BANK OF CANADA 9,591 171,000 0.52%
13 First City Capital Management, Inc. 9,050 161,633 0.49%
14 DEUTSCHE BANK AG\ 5,885 105,000 0.32%
15 Tower Research Capital LLC (TRC) 4,593 82,000 0.25%
16 MSI Financial Services Inc 3,400 61,000 0.18%
17 BARCLAYS PLC 3,290 55,000 0.17%
18 WELLS FARGO & COMPANY/MN 2,500 45,000 0.14%
19 Highlander Capital Management, LLC 2,445 43,668 0.13%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,052 19,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.