| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 660,289 | 9,613,000 | 27.48% | ||
| 2 | UBS Group AG | 335,686 | 4,887,000 | 13.97% | ||
| 3 | BESSEMER GROUP INC | 327,092 | 4,762,000 | 13.61% | ||
| 4 | Invesco Ltd. | 143,444 | 2,088,000 | 5.97% | ||
| 5 | Capital Investment Advisors, LLC | 122,684 | 1,786,000 | 5.10% | ||
| 6 | Shaker Financial Services, LLC | 115,121 | 1,676,000 | 4.79% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 104,933 | 1,528,000 | 4.37% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 98,404 | 1,433,000 | 4.10% | ||
| 9 | WELLS FARGO & COMPANY/MN | 89,015 | 1,296,000 | 3.70% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 86,670 | 1,262,000 | 3.61% | ||
| 11 | Yorktown Management & Research Co Inc | 75,000 | 1,092,000 | 3.12% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 66,786 | 972,000 | 2.78% | ||
| 13 | STIFEL FINANCIAL CORP | 46,277 | 673,000 | 1.92% | ||
| 14 | Highlander Capital Management, LLC | 28,780 | 419,000 | 1.20% | ||
| 15 | AQR ARBITRAGE LLC | 21,886 | 319,000 | 0.91% | ||
| 16 | CITIGROUP INC | 17,858 | 260,000 | 0.74% | ||
| 17 | ROYAL BANK OF CANADA | 16,518 | 241,000 | 0.69% | ||
| 18 | STALEY CAPITAL ADVISERS INC | 15,320 | 223,000 | 0.64% | ||
| 19 | LPL Financial LLC | 11,898 | 173,000 | 0.49% | ||
| 20 | DEUTSCHE BANK AG\ | 5,000 | 72,000 | 0.21% | ||
| 21 | MSI Financial Services Inc | 4,703 | 68,000 | 0.19% | ||
| 22 | First City Capital Management, Inc. | 3,850 | 56,056 | 0.16% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 2,732 | 40,000 | 0.11% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,013 | 29,000 | 0.08% | ||
| 25 | NEXT Financial Group, Inc | 1,360 | 19,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
