| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 389,645 | 5,143,000 | 24.94% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 159,737 | 2,109,000 | 10.23% | ||
| 3 | WELLS FARGO & COMPANY/MN | 133,389 | 1,761,000 | 8.54% | ||
| 4 | ASHFORD CAPITAL MANAGEMENT INC | 129,241 | 1,706,000 | 8.27% | ||
| 5 | Fiera Capital Corp | 118,762 | 1,568,000 | 7.60% | ||
| 6 | NWAM LLC | 101,071 | 1,334,000 | 6.47% | ||
| 7 | MORGAN STANLEY | 95,030 | 1,255,000 | 6.09% | ||
| 8 | UBS Group AG | 84,992 | 1,122,000 | 5.44% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 83,400 | 1,100,000 | 5.33% | ||
| 10 | Advisors Asset Management, Inc. | 57,756 | 762,000 | 3.70% | ||
| 11 | ROYAL BANK OF CANADA | 57,561 | 760,000 | 3.69% | ||
| 12 | Tradewinds Capital Management, LLC | 32,596 | 430,000 | 2.09% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 29,847 | 394,000 | 1.91% | ||
| 14 | Horizon Kinetics LLC | 23,293 | 307,000 | 1.49% | ||
| 15 | Sigma Planning Corp | 22,795 | 301,000 | 1.46% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 17,308 | 228,000 | 1.11% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,662 | 153,000 | 0.74% | ||
| 18 | Commonwealth Equity Services, Inc | 10,112 | 133,000 | 0.65% | ||
| 19 | ADVISOR GROUP, INC. | 2,000 | 26,000 | 0.13% | ||
| 20 | TOMPKINS FINANCIAL CORP | 750 | 10,000 | 0.05% | ||
| 21 | IFP ADVISORS, INC | 434 | 6,000 | 0.03% | ||
| 22 | Highlander Capital Management, LLC | 414 | 5,000 | 0.02% | ||
| 23 | Creative Planning | 305 | 4,000 | 0.02% | ||
| 24 | Tower Research Capital LLC (TRC) | 237 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
