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Nuveen Build Amer Bd Opptny
Nuveen Build Amer Bd Opptny. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 23 Institutional holders with a total value of $49,930,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tortoise Investment Management, LLC 481,445 10,366,000 20.76%
2 SIT INVESTMENT ASSOCIATES INC 386,778 8,327,000 16.68%
3 1607 Capital Partners, LLC 298,067 6,417,000 12.85%
4 WELLS FARGO & COMPANY/MN 271,715 5,850,000 11.72%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 210,715 4,537,000 9.09%
6 Invesco Ltd. 156,334 3,366,000 6.74%
7 RAYMOND JAMES & ASSOCIATES 95,811 2,063,000 4.13%
8 MORGAN STANLEY 74,170 1,597,000 3.20%
9 ROYAL BANK OF CANADA 62,186 1,339,000 2.68%
10 UBS AG 55,922 1,204,000 2.41%
11 Private Advisor Group, LLC 48,425 1,043,000 2.09%
12 HighVista Strategies LLC 46,863 1,009,000 2.02%
13 BANK OF AMERICA CORP /DE/ 29,826 642,000 1.29%
14 Thomas J. Herzfeld Advisors, Inc. 23,013 495,000 0.99%
15 GOLDMAN SACHS GROUP INC 21,599 465,000 0.93%
16 Commonwealth Equity Services, Inc 17,725 382,000 0.77%
17 LPL Financial LLC 13,791 297,000 0.59%
18 DOLIVER ADVISORS, LP 10,453 225,000 0.45%
19 WOLVERINE ASSET MANAGEMENT LLC 8,575 184,000 0.37%
20 OPTIMUM INVESTMENT ADVISORS 2,600 56,000 0.11%
21 SIGNATUREFD, LLC 1,400 30,000 0.06%
22 Tower Research Capital LLC (TRC) 832 18,000 0.04%
23 CITIGROUP INC 827 18,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.