| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 933,334 | 21,187,000 | 37.48% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 657,294 | 14,921,000 | 26.39% | ||
| 3 | WELLS FARGO & COMPANY/MN | 273,555 | 6,210,000 | 10.98% | ||
| 4 | Oxbow Advisors, LLC | 201,374 | 4,571,000 | 8.09% | ||
| 5 | MORGAN STANLEY | 69,222 | 1,571,000 | 2.78% | ||
| 6 | UBS Group AG | 67,956 | 1,543,000 | 2.73% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 53,894 | 1,223,000 | 2.16% | ||
| 8 | Invesco Ltd. | 52,347 | 1,188,000 | 2.10% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 51,053 | 1,159,000 | 2.05% | ||
| 10 | ROYAL BANK OF CANADA | 37,186 | 844,000 | 1.49% | ||
| 11 | LPL Financial LLC | 22,527 | 525,000 | 0.93% | ||
| 12 | Commonwealth Equity Services, Inc | 17,897 | 406,000 | 0.72% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,622 | 287,000 | 0.51% | ||
| 14 | JANUS HENDERSON INVESTORS US LLC | 12,575 | 285,000 | 0.50% | ||
| 15 | OPTIMUM INVESTMENT ADVISORS | 11,350 | 258,000 | 0.46% | ||
| 16 | IFP ADVISORS, INC | 7,578 | 172,000 | 0.30% | ||
| 17 | PROFICIO CAPITAL PARTNERS LLC | 4,732 | 109,000 | 0.19% | ||
| 18 | ADVISOR GROUP, INC. | 3,000 | 68,000 | 0.12% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 250 | 6,000 | 0.01% | ||
| 20 | CENTRAL TRUST Co | 100 | 2,000 | 0.00% | ||
| 21 | WOLVERINE TRADING LP /BD | 13 | 294 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
