| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 627,282 | 13,625,000 | 27.68% | ||
| 2 | 1607 Capital Partners, LLC | 301,322 | 6,545,000 | 13.30% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 301,142 | 6,541,000 | 13.29% | ||
| 4 | WELLS FARGO & COMPANY/MN | 295,066 | 6,409,000 | 13.02% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 210,615 | 4,575,000 | 9.29% | ||
| 6 | Invesco Ltd. | 114,696 | 2,491,000 | 5.06% | ||
| 7 | MORGAN STANLEY | 66,557 | 1,446,000 | 2.94% | ||
| 8 | ROYAL BANK OF CANADA | 59,376 | 1,290,000 | 2.62% | ||
| 9 | UBS Group AG | 58,117 | 1,262,000 | 2.56% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 56,917 | 1,236,000 | 2.51% | ||
| 11 | HighVista Strategies LLC | 46,863 | 1,018,000 | 2.07% | ||
| 12 | Private Advisor Group, LLC | 37,275 | 810,000 | 1.65% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 34,259 | 744,000 | 1.51% | ||
| 14 | GOLDMAN SACHS GROUP INC | 21,599 | 469,000 | 0.95% | ||
| 15 | Commonwealth Equity Services, Inc | 17,725 | 385,000 | 0.78% | ||
| 16 | LPL Financial LLC | 11,668 | 255,000 | 0.52% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,053 | 45,000 | 0.09% | ||
| 18 | OPTIMUM INVESTMENT ADVISORS | 2,000 | 43,000 | 0.09% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 1,520 | 33,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.