Dark
Light
System
Security
Nuveen Build Amer Bd Opptny
Nuveen Build Amer Bd Opptny. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 21 Institutional holders with a total value of $48,287,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 276 5,000 0.01%
2 PNC FINANCIAL SERVICES GROUP, INC. 550 11,000 0.02%
3 CITIGROUP INC 1,441 28,000 0.06%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,581 31,000 0.06%
5 LPL Financial LLC 12,471 246,000 0.51%
6 Private Advisor Group, LLC 14,725 290,000 0.60%
7 Commonwealth Equity Services, Inc 17,500 344,000 0.71%
8 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 18,840 371,000 0.77%
9 BANK OF AMERICA CORP /DE/ 33,738 664,000 1.38%
10 UBS Group AG 42,977 846,000 1.75%
11 HighVista Strategies LLC 46,863 922,000 1.91%
12 RAYMOND JAMES & ASSOCIATES 54,602 1,075,000 2.23%
13 ROYAL BANK OF CANADA 58,905 1,159,000 2.40%
14 MORGAN STANLEY 60,193 1,184,000 2.45%
15 Karpus Management, Inc. 64,475 1,269,000 2.63%
16 Invesco Ltd. 91,801 1,806,000 3.74%
17 RIVERNORTH CAPITAL MANAGEMENT, LLC 210,615 4,145,000 8.58%
18 1607 Capital Partners, LLC 301,522 5,934,000 12.29%
19 SIT INVESTMENT ASSOCIATES INC 331,030 6,515,000 13.49%
20 WELLS FARGO & COMPANY/MN 382,071 7,518,000 15.57%
21 Tortoise Investment Management, LLC 707,507 13,924,000 28.84%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.