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RESEARCH FRONTIERS INC
RESEARCH FRONTIERS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $12,808,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN CAPITAL MANAGEMENT INC 2,276,900 5,897,000 46.04%
2 BlackRock Institutional Trust Company, N.A. 677,055 1,754,000 13.69%
3 VANGUARD GROUP INC 654,138 1,694,000 13.23%
4 FMR LLC 298,372 773,000 6.04%
5 SHUFRO ROSE & CO LLC 194,550 504,000 3.94%
6 GEODE CAPITAL MANAGEMENT, LLC 98,905 256,000 2.00%
7 CONNORS INVESTOR SERVICES INC 74,447 193,000 1.51%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 62,841 163,000 1.27%
9 BlackRock Fund Advisors 56,639 147,000 1.15%
10 Granite Investment Partners, LLC 45,756 119,000 0.93%
11 NORTHERN TRUST CORP 38,736 101,000 0.79%
12 First Allied Advisory Services, Inc. 38,212 99,000 0.77%
13 OUTFITTER ADVISORS, LTD. 36,000 93,000 0.73%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 33,477 87,000 0.68%
15 Fiera Capital Corp 32,966 85,000 0.66%
16 PRICE T ROWE ASSOCIATES INC /MD/ 31,600 82,000 0.64%
17 UBS Group AG 28,650 74,000 0.58%
18 RAYMOND JAMES & ASSOCIATES 28,000 73,000 0.57%
19 INGALLS & SNYDER LLC 27,000 70,000 0.55%
20 Bank of New York Mellon Corp 25,685 66,000 0.52%
21 Cambridge Investment Research Advisors, Inc. 22,800 59,000 0.46%
22 CITADEL ADVISORS LLC 20,974 54,000 0.42%
23 STEPHENS INC /AR/ 20,000 52,000 0.41%
24 Prospera Financial Services Inc 19,800 51,000 0.40%
25 WELLS FARGO & COMPANY/MN 19,501 51,000 0.40%
26 LPL Financial LLC 12,483 30,000 0.23%
27 STATE STREET CORP 10,720 28,000 0.22%
28 Homrich & Berg 10,000 26,000 0.20%
29 BANK OF AMERICA CORP /DE/ 7,856 20,000 0.16%
30 ROYAL BANK OF CANADA 7,000 18,000 0.14%
31 Joel Isaacson & Co., LLC 6,850 18,000 0.14%
32 INTEGRATED WEALTH MANAGEMENT 6,375 17,000 0.13%
33 Creative Planning 6,150 16,000 0.12%
34 BLACKROCK ADVISORS LLC 5,552 14,000 0.11%
35 MORGAN STANLEY 5,077 13,000 0.10%
36 BlackRock Investment Management, LLC 3,320 9,000 0.07%
37 GROUP ONE TRADING LLC 500 1,000 0.01%
38 REILLY FINANCIAL ADVISORS, LLC 400 1,000 0.01%
39 Tower Research Capital LLC (TRC) 151 0 0.00%
40 BARCLAYS PLC 15 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.