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RESEARCH FRONTIERS INC
RESEARCH FRONTIERS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 39 Institutional holders with a total value of $9,195,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN CAPITAL MANAGEMENT INC 2,268,000 4,128,000 44.89%
2 BlackRock Institutional Trust Company, N.A. 677,055 1,232,000 13.40%
3 VANGUARD GROUP INC 607,387 1,106,000 12.03%
4 FMR LLC 352,174 641,000 6.97%
5 Anson Funds Management LP 158,937 289,000 3.14%
6 SHUFRO ROSE & CO LLC 132,750 242,000 2.63%
7 CONNORS INVESTOR SERVICES INC 119,146 217,000 2.36%
8 GEODE CAPITAL MANAGEMENT, LLC 99,249 180,000 1.96%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 62,841 114,000 1.24%
10 BlackRock Fund Advisors 58,255 106,000 1.15%
11 NORTHERN TRUST CORP 39,995 73,000 0.79%
12 First Allied Advisory Services, Inc. 38,212 70,000 0.76%
13 OUTFITTER ADVISORS, LTD. 36,000 66,000 0.72%
14 BANK OF AMERICA CORP /DE/ 36,150 66,000 0.72%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 33,477 61,000 0.66%
16 Fiera Capital Corp 32,966 60,000 0.65%
17 PRICE T ROWE ASSOCIATES INC /MD/ 31,600 58,000 0.63%
18 RAYMOND JAMES & ASSOCIATES 27,500 50,000 0.54%
19 Virtu KCG Holdings LLC 25,002 46,000 0.50%
20 Bank of New York Mellon Corp 24,304 45,000 0.49%
21 INGALLS & SNYDER LLC 23,300 42,000 0.46%
22 MORGAN STANLEY 22,177 41,000 0.45%
23 Cambridge Investment Research Advisors, Inc. 22,300 41,000 0.45%
24 Prospera Financial Services Inc 19,800 37,000 0.40%
25 STEPHENS INC /AR/ 20,000 36,000 0.39%
26 WELLS FARGO & COMPANY/MN 19,501 35,000 0.38%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,139 26,000 0.28%
28 STATE STREET CORP 10,720 19,000 0.21%
29 Homrich & Berg 10,000 18,000 0.20%
30 Joel Isaacson & Co., LLC 6,850 12,000 0.13%
31 Creative Planning 6,150 11,000 0.12%
32 BLACKROCK ADVISORS LLC 5,552 10,000 0.11%
33 Tower Research Capital LLC (TRC) 4,230 8,000 0.09%
34 BlackRock Investment Management, LLC 3,320 6,000 0.07%
35 UBS Group AG 991 2,000 0.02%
36 GROUP ONE TRADING LLC 500 1,000 0.01%
37 CITIGROUP INC 100 0 0.00%
38 BARCLAYS PLC 15 0 0.00%
39 GLOBAL RETIREMENT PARTNERS, LLC 130 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.