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RESEARCH FRONTIERS INC
RESEARCH FRONTIERS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 29 Institutional holders with a total value of $6,547,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN CAPITAL MANAGEMENT INC 2,158,091 3,021,000 46.14%
2 BlackRock Finance, Inc. 745,230 1,044,000 15.95%
3 VANGUARD GROUP INC 607,387 850,000 12.98%
4 FMR LLC 337,372 472,000 7.21%
5 SHUFRO ROSE & CO LLC 130,750 183,000 2.80%
6 CONNORS INVESTOR SERVICES INC 124,146 174,000 2.66%
7 GEODE CAPITAL MANAGEMENT, LLC 99,765 139,000 2.12%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 62,841 88,000 1.34%
9 NORTHERN TRUST CORP 43,389 61,000 0.93%
10 First Allied Advisory Services, Inc. 38,212 53,000 0.81%
11 OUTFITTER ADVISORS, LTD. 36,000 50,000 0.76%
12 Fiera Capital Corp 32,966 46,000 0.70%
13 PRICE T ROWE ASSOCIATES INC /MD/ 31,600 44,000 0.67%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,077 41,000 0.63%
15 RAYMOND JAMES & ASSOCIATES 27,500 39,000 0.60%
16 Bank of New York Mellon Corp 24,304 35,000 0.53%
17 INGALLS & SNYDER LLC 23,300 33,000 0.50%
18 Cambridge Investment Research Advisors, Inc. 22,300 31,000 0.47%
19 STEPHENS INC /AR/ 20,000 28,000 0.43%
20 WELLS FARGO & COMPANY/MN 19,501 27,000 0.41%
21 Prospera Financial Services Inc 19,800 26,000 0.40%
22 MORGAN STANLEY 11,377 16,000 0.24%
23 STATE STREET CORP 10,720 15,000 0.23%
24 Homrich & Berg 10,000 14,000 0.21%
25 Creative Planning 6,150 9,000 0.14%
26 BANK OF AMERICA CORP /DE/ 2,650 4,000 0.06%
27 Tower Research Capital LLC (TRC) 1,787 3,000 0.05%
28 GROUP ONE TRADING LLC 500 1,000 0.02%
29 BARCLAYS PLC 84 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.