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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 38 Institutional holders with a total value of $26,511,964.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 65,950 4,248,000 16.02%
2 BANK OF AMERICA CORP /DE/ 56,876 3,664,000 13.82%
3 MORGAN STANLEY 51,193 3,297,000 12.44%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,570 3,257,000 12.29%
5 Commonwealth Equity Services, Inc 35,127 2,263,000 8.54%
6 CITADEL ADVISORS LLC 20,607 1,327,000 5.01%
7 CREDIT SUISSE AG/ 16,305 1,050,000 3.96%
8 LPL Financial LLC 14,767 951,000 3.59%
9 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 11,792 759,523 2.86%
10 VICUS CAPITAL 11,242 724,000 2.73%
11 SPINNAKER TRUST 9,076 585,000 2.21%
12 ROYAL BANK OF CANADA 8,708 561,000 2.12%
13 WELLS FARGO & COMPANY/MN 7,668 494,000 1.86%
14 HSBC HOLDINGS PLC 6,410 413,000 1.56%
15 GOLDMAN SACHS GROUP INC 6,211 400,000 1.51%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,313 342,000 1.29%
17 BLAIR WILLIAM & CO/IL 4,271 275,000 1.04%
18 Perigon Wealth Management, LLC 4,071 262,000 0.99%
19 CUE ADVISORY SERVICES, INC. 3,891 251,000 0.95%
20 AE WEALTH MANAGEMENT LLC 3,820 246,000 0.93%
21 ALPINE GROUP USVI, LLC 3,457 223,000 0.84%
22 Alpine Global Management, LLC 3,457 223,000 0.84%
23 JANE STREET GROUP, LLC 3,290 212,000 0.80%
24 ENVESTNET ASSET MANAGEMENT INC 1,386 90,000 0.34%
25 Sandy Spring Bank 1,330 86,000 0.32%
26 PNC FINANCIAL SERVICES GROUP, INC. 1,171 75,000 0.28%
27 IFP ADVISORS, INC 863 56,000 0.21%
28 ADVISOR GROUP, INC. 835 54,000 0.20%
29 BANK OF MONTREAL /CAN/ 390 25,000 0.09%
30 MPS LORIA FINANCIAL PLANNERS, LLC 383 23,000 0.09%
31 ADVANTAGE INVESTMENT MANAGEMENT, LLC 300 19,000 0.07%
32 ASSET DEDICATION, LLC 200 13,000 0.05%
33 SYNOVUS FINANCIAL CORP 184 12,000 0.05%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 148 10,000 0.04%
35 JPMORGAN CHASE & CO 137 9,000 0.03%
36 Winslow, Evans & Crocker, Inc. 100 6,441 0.02%
37 CITIGROUP INC 100 6,000 0.02%
38 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.