| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY NATIONAL BANK | 169,754 | 5,104,000 | 50.04% | ||
| 2 | ASSETMARK, INC | 55,518 | 1,669,000 | 16.36% | ||
| 3 | ROYAL BANK OF CANADA | 55,086 | 1,656,000 | 16.24% | ||
| 4 | UBS AG | 33,541 | 1,008,000 | 9.88% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 24,314 | 731,000 | 7.17% | ||
| 6 | MORGAN STANLEY | 250 | 8,000 | 0.08% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 246 | 7,000 | 0.07% | ||
| 8 | Partnervest Advisory Services LLC | 241 | 7,000 | 0.07% | ||
| 9 | NEW ENGLAND SECURITIES CORP /MA/ | 165 | 5,000 | 0.05% | ||
| 10 | Ground Swell Capital, LLC | 119 | 4,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
