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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $77,450,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 621,714 18,682,000 24.12%
2 STATE STREET CORP 435,502 13,088,000 16.90%
3 MORGAN STANLEY 268,823 8,078,000 10.43%
4 BANK OF AMERICA CORP /DE/ 195,384 5,871,000 7.58%
5 ROYAL BANK OF CANADA 172,562 5,186,000 6.70%
6 CITADEL ADVISORS LLC 118,483 3,560,000 4.60%
7 Virtu KCG Holdings LLC 82,259 2,472,000 3.19%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 77,314 2,323,000 3.00%
9 UBS Group AG 76,830 2,309,000 2.98%
10 JANE STREET GROUP, LLC 72,100 2,167,000 2.80%
11 AMERIPRISE FINANCIAL INC 57,046 1,714,000 2.21%
12 ASSETMARK, INC 54,199 1,629,000 2.10%
13 Private Advisor Group, LLC 44,249 1,332,000 1.72%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,766 1,195,000 1.54%
15 MARIETTA WEALTH MANAGEMENT, LLC 35,480 1,066,000 1.38%
16 PRIVATE ADVISORY GROUP LLC 38,393 1,063,000 1.37%
17 Commonwealth Equity Services, Inc 34,338 1,032,000 1.33%
18 ENVESTNET ASSET MANAGEMENT INC 24,765 744,000 0.96%
19 Atria Investments, Inc 23,878 718,000 0.93%
20 FDx Advisors, Inc. 20,366 612,000 0.79%
21 First Heartland Consultants, Inc. 19,973 600,000 0.77%
22 LPL Financial LLC 19,978 600,000 0.77%
23 First Allied Advisory Services, Inc. 9,389 282,000 0.36%
24 1832 Asset Management L.P. 8,710 262,000 0.34%
25 IFC Holdings Incorporated/FL 7,271 219,000 0.28%
26 ADVANTAGE INVESTMENT MANAGEMENT, LLC 4,993 150,000 0.19%
27 NEXT Financial Group, Inc 4,644 140,000 0.18%
28 MSI Financial Services Inc 4,649 140,000 0.18%
29 GENEOS WEALTH MANAGEMENT INC. 2,825 84,000 0.11%
30 WELLS FARGO & COMPANY/MN 2,553 77,000 0.10%
31 SEI INVESTMENTS CO 899 27,000 0.03%
32 ADVISOR GROUP, INC. 842 25,000 0.03%
33 Creative Planning 100 3,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.