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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 18 Institutional holders with a total value of $50,215,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 602,462 18,297,000 36.44%
2 STATE STREET CORP 316,086 9,599,000 19.12%
3 CITY NATIONAL BANK 182,570 5,545,000 11.04%
4 LPL Financial LLC 118,568 3,603,000 7.18%
5 Raymond James Financial Services Advisors, Inc. 112,774 3,425,000 6.82%
6 ASSETMARK, INC 99,297 3,016,000 6.01%
7 JANE STREET GROUP, LLC 85,928 2,610,000 5.20%
8 Freedom Investment Management, Inc. 16,592 1,368,000 2.72%
9 AMERIPRISE FINANCIAL INC 35,777 1,087,000 2.16%
10 UBS Group AG 25,976 789,000 1.57%
11 ADVANTAGE INVESTMENT MANAGEMENT, LLC 10,795 328,000 0.65%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,840 268,000 0.53%
13 ROYAL BANK OF CANADA 3,240 99,000 0.20%
14 AGF INVESTMENTS INC. 2,387 73,000 0.15%
15 MORGAN STANLEY 2,104 64,000 0.13%
16 1832 Asset Management L.P. 1,135 35,000 0.07%
17 PNC FINANCIAL SERVICES GROUP, INC. 297 9,000 0.02%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.